Rosa Maria Quartuci
Also appears in the source record as: Rosa Maria Bongiorno; Rosa Bove
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- Series 66Series 63SIESeries 7
- Registered states (29)
- Alabama · Arizona · California · Colorado · Connecticut · Delaware · Florida · Illinois · Louisiana · Maine · Maryland · Massachusetts · Minnesota · Mississippi · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Virginia · Washington
- Years in the industry (source record)
- 45
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (8)
From the source registration record · current first
-
Jan 29, 2021 → present
-
May 5, 2008 → Feb 1, 2021
-
Dec 19, 1994 → Feb 1, 2021
-
Lehman Brothers Inc.BD capacityDec 24, 1990 → Dec 16, 1994
-
Legend Merchant Group, Inc.BD capacityOct 29, 1990 → Dec 21, 1990
-
Janney Montgomery Scott Inc.BD capacityApr 20, 1985 → Nov 2, 1990
-
Shearson Lehman Brothers Inc.BD capacityJan 23, 1981 → May 3, 1985
-
Lehman Brothers Kuhn Loeb IncorporatedBD capacityJan 19, 1981 → Jun 27, 1984
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.