Fernando Posada

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (5)

Series 66Series 63SIESeries 5Series 7

Registered states (52)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

45

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (23)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  Tampa, FL · IA capacity
  Mar 31, 2025 → present
• Fidelity Brokerage Services LLCCurrent

  Tampa, FL · BD capacity
  Sep 8, 2021 → present
• Fidelity Brokerage Services LLCCurrent

  Smithfield, RI · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  IA capacity
  Oct 8, 2021 → Mar 31, 2025
• Truist Investment Services, Inc.

  BD capacity
  Feb 17, 2021 → Aug 23, 2021
• Truist Advisory Services, Inc.

  IA capacity
  Feb 17, 2021 → Aug 23, 2021
• Bb&t Securities, LLC

  IA capacity
  Mar 6, 2018 → Feb 17, 2021
• Bb&t Securities, LLC

  BD capacity
  Mar 5, 2018 → Feb 17, 2021
• Investment Professionals, Inc.

  IA capacity
  Oct 26, 2015 → Mar 5, 2018
• Investment Professionals, Inc.

  BD capacity
  Oct 23, 2015 → Mar 5, 2018
• Suntrust Investment Services, Inc.

  IA capacity
  May 14, 2013 → Oct 26, 2015
• Suntrust Investment Services, Inc.

  BD capacity
  Apr 26, 2013 → Oct 26, 2015
• Fifth Third Securities, Inc.

  IA capacity
  Nov 9, 2011 → May 3, 2013
• Fifth Third Securities, Inc.

  BD capacity
  Nov 3, 2011 → May 3, 2013
• Wells Fargo Advisors, LLC

  IA capacity
  Oct 11, 2006 → Nov 1, 2011
• Wells Fargo Advisors, LLC

  BD capacity
  Oct 10, 2006 → Nov 1, 2011
• Banc Of America Investment Services, Inc.

  BD capacity
  Jan 1, 1998 → Oct 18, 2006
• Banc Of America Investment Services, Inc.

  IA capacity
  Jan 1, 1998 → Oct 18, 2006
• Nationssecurities

  BD capacity
  Jul 16, 1996 → Jan 1, 1998
• Painewebber Incorporated

  BD capacity
  Jun 30, 1994 → Jul 16, 1996
• Nationssecurities

  BD capacity
  Jun 7, 1993 → Jul 6, 1994
• Nationsbanc Securities, Inc.

  BD capacity
  Jun 3, 1986 → Jun 7, 1993
• Smith Barney, Harris Upham & Co., Incorporated

  BD capacity
  Mar 23, 1981 → Apr 25, 1986

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.