Samuel Horn

CRD 7292511 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Samuel Horn; Samuel E Horn; Samuel Elliot Horn

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 7TOSIESeries 66
Registered states (9): Connecticut · Florida · Kansas · New Jersey · New York · North Carolina · Rhode Island · South Carolina · Wyoming
Years in the industry (source record): 2
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (8)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Tlg Advisors, Inc.
New York, NY · IA capacity

Jul 29, 2025 → Oct 8, 2025
The Leaders Group, Inc.
Summit, NJ · BC capacity

Jul 22, 2025 → Oct 8, 2025
Oppenheimer & Co. Inc.
New York, NY · IA capacity

Jul 6, 2023 → Feb 12, 2024
Oppenheimer & Co. Inc.
New York, NY · BC capacity

Jul 6, 2023 → Feb 12, 2024
Park Avenue Securities LLC
New York, NY · IA capacity

Feb 9, 2023 → Jul 6, 2023
Park Avenue Securities LLC
New York, NY · BC capacity

Jul 25, 2022 → Jul 6, 2023

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 7292511 ↗ FINRA BrokerCheck record for CRD 7292511 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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