Corey Michael Mowen

CRD 7332506 · Wells Fargo Advisors · Houston, TX

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 7TOSIESeries 63Series 65
Registered states (3): Nevada · Oregon · Texas
Years in the industry (source record): 3
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 7332506 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (8)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Houston, TX · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Houston, TX · BC capacity

start not retrieved → present
Swbc Investment Company
San Antonio, TX · IA capacity

Nov 16, 2023 → Apr 17, 2024
Swbc Investment Services, LLC
San Antonio, TX · BC capacity

Nov 15, 2023 → Apr 17, 2024
Truist Investment Services, Inc.
San Antonio, TX · BC capacity

Oct 3, 2022 → Oct 10, 2023
Truist Advisory Services, Inc.
San Antonio, TX · IA capacity

Sep 16, 2022 → Oct 10, 2023
Texas Capital Bank Private Wealth Advisors
San Antonio, TX · IA capacity

Nov 1, 2021 → Aug 29, 2022
1900 Wealth
San Antonio, TX · IA capacity

Feb 5, 2021 → Oct 7, 2021

Source & corrections

Where this page comes from

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