Thomas Justin Caruso

CRD 735475 · Morgan Stanley · Tampa, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 8Series 10Series 9SIESeries 7Series 52
Registered states (33): Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Kansas · Kentucky · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Puerto Rico · Rhode Island · Texas · Utah · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 45
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 735475 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (5)

From the source registration record · current first

Morgan StanleyCurrent
Tampa, FL · IA capacity

Jan 27, 2017 → present
Rbc Capital Markets, LLC
BD capacity

Oct 9, 2009 → Feb 13, 2017
Rbc Capital Markets, LLC
IA capacity

Oct 9, 2009 → Feb 13, 2017
J. B. Hanauer & Co.
IA capacity

Jun 5, 2003 → Oct 9, 2009
J. B. Hanauer & Co.
BD capacity

Jun 22, 1981 → Oct 9, 2009

Source & corrections

Where this page comes from

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