Richard James Ruggieri
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed
- Not yet retrieved from the source record
- Registered states
- Not yet retrieved from the source record
- Years in the industry
- Not yet retrieved from the source record
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 7357073 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Navy Federal Investment Services, LLC
- Firm CRD
- 138459
- SEC number
- 801-68067
- Assets under management
- $2.1B as of May 19, 2026
- Website
- www.navyfederal.org/investment-services ↗
- Phone
- 703-206-1517
- Firm location
- Vienna, VA, 22180
Employment history (4)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
Source & corrections
Where this page comes from
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Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.