Lise Bensoussan Gurian

CRD 737198 · Morgan Stanley · Boca Raton, FL

IA RegisteredBroker

Also appears in the source record as: Lise Gurian Bensoussan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 63Series 8SIESeries 7
Registered states (39): Alaska · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Kansas · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virginia · Wisconsin
Years in the industry (source record): 45
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 737198 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (8)

From the source registration record · current first

Morgan StanleyCurrent
Boca Raton, FL · IA capacity

Aug 21, 2015 → present
National Securities Corporation
BD capacity

Nov 22, 2013 → Jul 20, 2015
Prime Capital Services, Inc.
BD capacity

Jan 7, 2013 → Nov 22, 2013
Kovack Securities Inc.
BD capacity

Jul 13, 2011 → Jan 2, 2013
Summit Brokerage Services, Inc.
BD capacity

Oct 28, 2003 → Jan 14, 2011
Wachovia Securities Financial Network, LLC
BD capacity

Jan 2, 2001 → Oct 30, 2003
Jwgenesis Securities, Inc.
BD capacity

Jan 3, 1994 → Jan 2, 2001
Jw Charles Securities, Inc.
BD capacity

Nov 23, 1981 → Jan 3, 1994

Source & corrections

Where this page comes from

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