Erik Whelan

CRD 7448401 · Fidelity Brokerage Services LLC · Winter Park, FL

IA RegisteredBroker

Also appears in the source record as: Erik S Whelan; Erik Sabastian Whelan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 7TOSIESeries 66Series 63
Registered states (33): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Florida · Georgia · Illinois · Indiana · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Mississippi · Missouri · Nevada · New Hampshire · New Jersey · New York · North Carolina · Oklahoma · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Vermont · Virginia · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 4
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 7448401 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (3)

From the source registration record · current first

Strategic Advisers LLCCurrent
Winter Park, FL · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Winter Park, FL · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Jacksonville, FL · IA capacity

Dec 8, 2022 → Mar 31, 2025

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 7448401 ↗ FINRA BrokerCheck record for CRD 7448401 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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