Jordon S. Spera

CRD 7703685 · Charles Schwab & Co., Inc. · Phoenix, AZ

IA RegisteredBroker

Also appears in the source record as: Jordon Scott Spera; Jordon Spera

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 7TOSIESeries 66
Registered states (15): Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Hawaii · Illinois · Iowa · Kansas · Nevada · Oregon · Texas · Washington · Wisconsin
Years in the industry (source record): 2
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (7)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Phoenix, AZ · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Phoenix, AZ · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
Plano, TX · IA capacity

Mar 18, 2024 → Feb 19, 2026
J.P. Morgan Securities LLC
Plano, TX · BC capacity

Mar 18, 2024 → Feb 19, 2026
Cetera Investment Advisers LLC
Phoenix, AZ · IA capacity

Aug 24, 2023 → Jan 3, 2024
Cetera Advisor Networks LLC
Phoenix, AZ · BC capacity

Aug 10, 2023 → Jan 3, 2024
Securian Financial Services, Inc.
Phoenix, AZ · BC capacity

Jun 26, 2023 → Aug 10, 2023

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 7703685 ↗ FINRA BrokerCheck record for CRD 7703685 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.