Anthony Joseph Cafiero

CRD 7900679 · J.P. Morgan Securities LLC · Brooklyn, NY

IA RegisteredBroker

Also appears in the source record as: Anthony Cafiero; Tony Cafiero

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 7TOSIESeries 63Series 65
Registered states: Not yet retrieved from the source record
Years in the industry (source record): 2
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 7900679 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (5)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Brooklyn, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Brooklyn, NY · BC capacity

start not retrieved → present
Lpl Enterprise, LLC
New York, NY · IA capacity

Nov 27, 2024 → Jul 14, 2026
Lpl Enterprise, LLC
New York, NY · BC capacity

Nov 14, 2024 → Jul 14, 2026
Pruco Securities, LLC.
New York, NY · BC capacity

May 24, 2024 → Nov 14, 2024

Source & corrections

Where this page comes from

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