Daniel Wayne Higgins

CRD 810431 · Morgan Stanley · Tulsa, OK

IA RegisteredBroker

Also appears in the source record as: Dan Higgins

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIEPCSeries 7
Registered states (26): Arizona · Arkansas · California · Colorado · Connecticut · Delaware · Florida · Georgia · Illinois · Kansas · Maryland · Massachusetts · Michigan · Missouri · Montana · Nebraska · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Tennessee · Texas · Virginia · Wyoming
Years in the industry (source record): 51
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 810431 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (6)

From the source registration record · current first

Morgan StanleyCurrent
Tulsa, OK · IA capacity

Jun 1, 2009 → present
Morgan Stanley & Co. Incorporated
BD capacity

Aug 29, 2008 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Aug 29, 2008 → Jun 1, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Aug 23, 1983 → Sep 5, 2008
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Sep 26, 1978 → Sep 5, 2008
Merrill Lynch, Pierce, Fenner & Smith, Inc.
BD capacity

Jul 25, 1975 → Sep 26, 1978

Source & corrections

Where this page comes from

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