Lemuel Lee Daniels

CRD 811542 · Morgan Stanley · Los Angeles, CA

IA RegisteredBroker

Also appears in the source record as: Lemuel L Daniels

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIEPCSeries 7
Registered states (40): Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 51
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (11)

From the source registration record · current first

Morgan StanleyCurrent
Los Angeles, CA · IA capacity

Dec 13, 2013 → present
Deutsche Bank Securities Inc.
BD capacity

Sep 6, 2007 → Dec 19, 2013
Deutsche Bank Securities Inc.
IA capacity

Sep 6, 2007 → Dec 19, 2013
Citigroup Global Markets Inc.
IA capacity

Sep 16, 1999 → Sep 10, 2007
Citigroup Global Markets Inc.
BD capacity

Sep 10, 1999 → Sep 10, 2007
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Sep 8, 1994 → Sep 21, 1999
Bear, Stearns & Co. Inc.
BD capacity

Jul 10, 1985 → Sep 16, 1994
Drexel Burnham Lambert Incorporated
BD capacity

Aug 31, 1984 → Jul 16, 1985
Becker Paribas Incorporated
BD capacity

Jul 13, 1978 → Sep 28, 1984
Becker Securities Incorporated
BD capacity

Mar 23, 1978 → Jul 13, 1978
Merrill Lynch, Pierce, Fenner & Smith, Inc.
BD capacity

Aug 21, 1975 → Apr 25, 1978

Source & corrections

Where this page comes from

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