John Warren Martin
Also appears in the source record as: John Martin Jr; John Martin
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (9)
- SIESeries 3Series 7Series 1Series 24Series 4Series 8Series 66Series 63
- Registered states (19)
- California · Colorado · Florida · Georgia · Illinois · Kentucky · Maryland · Massachusetts · Missouri · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · West Virginia
- Years in the industry (source record)
- 48
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 823029 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (15)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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Suntrust Investment Services, Inc.Williamsburg, VA · IA capacityMay 28, 2002 → Feb 4, 2010
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Suntrust Investment Services, Inc.Williamsburg, VA · BC capacityMay 26, 2000 → Feb 4, 2010
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Crestar Securities CorporationRichmond, VA · BC capacityJun 5, 1993 → May 26, 2000
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Independent Financial Securities, Inc.BC capacityAug 17, 1992 → Apr 17, 1993
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The Investment Center, Inc.Bedminster, NJ · BC capacityJan 25, 1989 → Aug 4, 1992
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Thomson Mckinnon Securities Inc.BC capacityJun 4, 1987 → Feb 1, 1989
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Mar 25, 1986 → May 8, 1987
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Legg Mason Wood Walker, IncorporatedBC capacityJul 13, 1982 → Apr 1, 1986
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Merrill Lynch, Pierce, Fenner & Smith, Inc.BC capacityFeb 1, 1978 → Sep 26, 1978
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First Investors CorporationBC capacityJun 1, 1976 → Oct 3, 1976
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.