David Wilson Jr.

CRD 825274 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Greenwich, CT

IA RegisteredBroker

Also appears in the source record as: David Anthony Wilson Jr; David Wilson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 63Series 9Series 10Series 8SIESeries 87Series 3PCSeries 7
Registered states (3): Connecticut · Massachusetts · New Hampshire
Years in the industry (source record): 50
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Greenwich, CT · IA capacity

Apr 24, 2017 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Greenwich, CT · BC capacity

start not retrieved → present
Neuberger Berman Bd LLC
IA capacity

Apr 3, 2007 → Apr 5, 2017
Neuberger Berman Bd LLC
BD capacity

Mar 21, 2007 → Apr 5, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Mar 26, 1999 → Mar 20, 2007
Ing Baring Furman Selz LLC
BD capacity

Feb 9, 1996 → Mar 29, 1999
J.P. Morgan Securities Inc.
BD capacity

May 20, 1993 → Oct 19, 1995
Lehman Brothers Inc.
BD capacity

Apr 26, 1988 → May 21, 1993
Kidder, Peabody & Co. Incorporated
BD capacity

May 4, 1983 → Mar 23, 1988
Paine Webber Mitchell Hutchins Inc.
BD capacity

Apr 15, 1980 → May 12, 1983
Keefe, Bruyette & Woods, Inc.
BD capacity

Jul 22, 1976 → Apr 10, 1980

Source & corrections

Where this page comes from

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