Alan Jay Gladstone

CRD 826897 · Morgan Stanley · Palm Beach Gardens, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIEPCSeries 7
Registered states (37): Alabama · Alaska · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Kansas · Maine · Maryland · Massachusetts · Michigan · Missouri · Montana · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Tennessee · Texas · Vermont · Virgin Islands · Virginia · Washington
Years in the industry (source record): 50
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 826897 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (11)

From the source registration record · current first

Morgan StanleyCurrent
Palm Beach Gardens, FL · IA capacity

Dec 12, 2018 → present
Morgan Stanley
IA capacity

Jun 1, 2009 → Dec 31, 2017
Morgan Stanley & Co. Incorporated
BD capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley Dw Inc.
BD capacity

Jul 14, 2006 → Apr 2, 2007
Morgan Stanley
IA capacity

Jul 14, 2006 → Apr 2, 2007
Merrill Lynch Pierce Fenner & Smith Inc.
IA capacity

Feb 13, 1995 → Jul 18, 2006
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Feb 7, 1995 → Jul 18, 2006
Lehman Brothers Inc.
BD capacity

Jun 26, 1984 → Jan 16, 1995
Lehman Brothers Kuhn Loeb Incorporated
BD capacity

Nov 10, 1978 → Jun 27, 1984
Ryan, Beck & Co.
BD capacity

Sep 1, 1976 → Oct 28, 1978

Source & corrections

Where this page comes from

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