Robert Laurence Brown

CRD 834839 · Morgan Stanley · Laguna Niguel, CA

IA RegisteredBroker

Also appears in the source record as: Bob Brown

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 63Series 24Series 8SIESeries 7Series 1
Registered states (26): Arizona · California · Colorado · Connecticut · Delaware · Florida · Hawaii · Idaho · Iowa · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nevada · New York · North Carolina · Ohio · Oklahoma · Oregon · Tennessee · Texas · Utah · Virginia · Washington · Wyoming
Years in the industry (source record): 44
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (15)

From the source registration record · current first

Morgan StanleyCurrent
Laguna Niguel, CA · IA capacity

Jul 3, 2012 → present
Metlife Securities Inc.
IA capacity

Nov 13, 2007 → Jul 10, 2012
Metlife Securities Inc.
BD capacity

Nov 7, 2007 → Jul 10, 2012
Securian Financial Services, Inc.
BD capacity

Oct 24, 2002 → Nov 6, 2007
Securian Financial Services, Inc.
IA capacity

Oct 24, 2002 → Nov 6, 2007
Pruco Securities Corporation
BD capacity

Apr 5, 2001 → Oct 11, 2002
Sws Financial Services
BD capacity

Dec 16, 1998 → Feb 28, 2001
City National Securities, Inc.
BD capacity

Mar 16, 2000 → May 30, 2000
Ascend Financial Services, Inc.
BD capacity

Jan 22, 1996 → Sep 25, 1998
Uboc Investment Services, Inc.
BD capacity

Apr 22, 1998 → Sep 17, 1998
Washington Square Securities, Inc.
BD capacity

Oct 15, 1993 → Feb 7, 1996
The Paul Revere Variable Annuity Insurance Company
BD capacity

Jul 30, 1993 → Jan 11, 1996
Mimlic Sales Corporation
BD capacity

Nov 4, 1987 → Feb 4, 1993
Consolidated Resources, Inc.
BD capacity

Aug 4, 1983 → Nov 6, 1987
Fdi Securities, Inc.
BD capacity

Jul 22, 1982 → Aug 3, 1983

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 834839 ↗ FINRA BrokerCheck record for CRD 834839 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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