George Preston Moler

CRD 841948 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Jupiter, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 63
Registered states (2): Florida · Massachusetts
Years in the industry (source record): 48
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 841948 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (12)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Jupiter, FL · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Jupiter, FL · BC capacity

start not retrieved → present
Wachovia Securities, LLC
Palm Beach Gardens, FL · IA capacity

Oct 1, 1999 → Feb 19, 2008
Wachovia Securities, LLC
Palm Beach Gardens, FL · BC capacity

Oct 1, 1999 → Feb 19, 2008
First Union Capital Markets Corp.
Charlotte, NC · BC capacity

May 3, 1999 → Oct 1, 1999
Salomon Smith Barney Inc.
New York, NY · BC capacity

Sep 28, 1992 → Apr 29, 1999
Painewebber Incorporated
Weehawken, NJ · BC capacity

Jul 31, 1989 → Sep 18, 1992
Clayton Brokerage Co. Of St. Louis, Inc.
BC capacity

Dec 14, 1979 → Feb 11, 1980
First Florida Securities, Inc.
BC capacity

Aug 23, 1979 → Oct 5, 1979
Loeb Partners
BC capacity

Jun 27, 1979 → Sep 22, 1979
Shearson Loeb Rhoades Inc.
BC capacity

Jul 27, 1978 → May 23, 1979
E. F. Hutton & Company Inc
BC capacity

Sep 1, 1977 → Aug 23, 1978

Source & corrections

Where this page comes from

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