Richard G. Golod

CRD 842330 · Morgan Stanley · Ponte Vedra, FL

IA RegisteredBroker

Also appears in the source record as: Richard G Golod; Richard Greg Golod; Richard Gregory Golod

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63Series 39SIESeries 7
Registered states (51): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 49
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 842330 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (11)

From the source registration record · current first

Morgan StanleyCurrent
Ponte Vedra, FL · IA capacity

Jul 25, 2017 → present
Provasi Capital Partners LP
BD capacity

Apr 22, 2015 → Jul 6, 2016
Invesco Distributors, Inc.
BD capacity

Jun 1, 2010 → Apr 6, 2015
Van Kampen Funds Inc.
BD capacity

Jan 2, 1997 → Jun 1, 2010
Morgan Stanley & Co., Incorporated
BD capacity

Feb 9, 1996 → Jan 2, 1997
Fundmark Investment Company Services, Inc.
BD capacity

Feb 10, 1993 → Jan 1, 1996
Krupp Securities Corporation
BD capacity

Aug 1, 1985 → Dec 31, 1992
First Capital Investment Corporation
BD capacity

Aug 25, 1982 → Jun 3, 1985
Bache Halsey Stuart Shields Incorporated
BD capacity

Nov 14, 1981 → Jul 7, 1982
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Sep 26, 1978 → Dec 17, 1981
Merrill Lynch, Pierce, Fenner & Smith, Inc.
BD capacity

Sep 1, 1977 → Sep 26, 1978

Source & corrections

Where this page comes from

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