Richard Evan Baer

CRD 848798 · Legacy Capital Group California, Inc. · Location not yet retrieved from the source record

IA RegisteredBroker

Also appears in the source record as: Rich Baer

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 63SIESeries 7Series 1
Registered states (18): Alaska · Arizona · California · Colorado · Connecticut · Florida · Hawaii · Indiana · Maryland · Montana · Nevada · North Carolina · Ohio · Oregon · Tennessee · Texas · Washington · Wyoming
Years in the industry: Not yet retrieved from the source record
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 848798 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Legacy Capital Group California, Inc.
Firm CRD: 111436
SEC number: 801-69566
Assets under management: $535.7M as of Apr 22, 2026
Website: www.linkedin.com/company/legacy-capital-group-california-b6a6b2147 ↗
Phone: 408-399-6330
Firm location: Los Gatos, CA, 95030

Employment history (10)

From the source registration record · current first

Integrity Alliance, LLC.Current
Los Gatos, CA · IA capacity

Nov 3, 2025 → present
Legacy Capital Group California, Inc.Current
Los Gatos, CA · IA capacity

Jul 1, 1997 → present
Lion Street Financial, LLC
Los Gatos, CA · IA capacity

Jan 30, 2015 → Nov 3, 2025
React Investment Solutions, LLC
Los Gatos, CA · IA capacity

Jun 24, 2015 → Dec 31, 2023
Nfp Advisor Services, LLC
Los Gatos, CA · IA capacity

Jun 27, 1997 → Jan 2, 2015
Manequity, Inc.
Boston, MA · IA capacity

Mar 14, 1986 → Jun 29, 2000
Royal Alliance Associates, Inc.
Scottsdale, AZ · IA capacity

Jan 1, 1994 → Jun 13, 1997
Cypress Capital Corporation
IA capacity

Dec 23, 1992 → Jan 1, 1994
Lefcourt Financial Group, Inc.
Menlo Park, CA · IA capacity

May 16, 1980 → Dec 14, 1992
Manequity, Inc.
IA capacity

Feb 15, 1978 → Dec 26, 1979

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 848798 ↗ FINRA BrokerCheck record for CRD 848798 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.