Susan Elwell Palmer

CRD 852249 · Morgan Stanley · Riverhead, NY

IA RegisteredBroker

Also appears in the source record as: Susan Palmer Austin; Susan Austin

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63SIESeries 5Series 7Series 1
Registered states (29): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Kansas · Maine · Maryland · Massachusetts · Michigan · Minnesota · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Oklahoma · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Virginia · Washington
Years in the industry (source record): 48
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (5)

From the source registration record · current first

Morgan StanleyCurrent
Riverhead, NY · IA capacity

May 18, 2020 → present
Citigroup Global Markets Inc.
BD capacity

Jul 31, 1993 → Jun 1, 2009
Lehman Brothers Inc.
BD capacity

May 14, 1988 → Jul 31, 1993
E. F. Hutton & Company Inc
BD capacity

Feb 1, 1979 → May 14, 1988
First Investors Corporation
BD capacity

May 18, 1978 → Jul 26, 1978

Source & corrections

Where this page comes from

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