Stephen Edward Cooper

CRD 854560 · Morgan Stanley · Bloomfield Hills, MI

IA RegisteredBroker

Also appears in the source record as: Steve Cooper

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (32): Alabama · Arizona · California · Colorado · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Kansas · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nevada · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 48
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (10)

From the source registration record · current first

Morgan StanleyCurrent
Bloomfield Hills, MI · IA capacity

Oct 13, 2023 → present
Wells Fargo Clearing Services, LLC
IA capacity

Mar 12, 2013 → Oct 18, 2023
Wells Fargo Clearing Services, LLC
BD capacity

Mar 8, 2013 → Oct 18, 2023
Morgan Stanley
IA capacity

Jun 28, 2010 → Mar 28, 2013
Morgan Stanley
BD capacity

Jun 1, 2009 → Mar 28, 2013
Citigroup Global Markets Inc.
BD capacity

Jan 12, 2007 → Jun 1, 2009
Ubs Financial Services Inc.
BD capacity

Apr 28, 2000 → Jan 23, 2007
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Sep 26, 1978 → May 5, 2000
Manley, Bennett, Mcdonald & Co
BD capacity

Apr 27, 1978 → Oct 21, 1978
Merrill Lynch, Pierce, Fenner & Smith, Inc.
BD capacity

Sep 22, 1978 → Sep 26, 1978

Source & corrections

Where this page comes from

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