Joseph Albert Ferrante

CRD 857459 · Morgan Stanley · Franklin, MA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 65Series 63SIESeries 3Series 5Series 7
Registered states (29): Alabama · Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Indiana · Maine · Maryland · Massachusetts · Michigan · Missouri · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Texas · Utah · Vermont · Virginia · Washington
Years in the industry (source record): 48
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 857459 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (5)

From the source registration record · current first

Morgan StanleyCurrent
Franklin, MA · IA capacity

Mar 3, 2014 → present
Citigroup Global Markets Inc.
BD capacity

Jul 31, 1993 → Jun 1, 2009
Lehman Brothers Inc.
BD capacity

Dec 18, 1980 → Jul 31, 1993
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Sep 26, 1978 → Jan 18, 1981
Merrill Lynch, Pierce, Fenner & Smith, Inc.
BD capacity

Sep 25, 1978 → Sep 26, 1978

Source & corrections

Where this page comes from

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