William Andrew Blick

CRD 858393 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Pleasanton, CA

IA RegisteredBroker

Also appears in the source record as: William A Blick

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (11): SIESeries 15Series 3Series 5Series 7Series 10Series 9Series 8Series 4Series 65Series 63
Registered states (32): Arizona · Arkansas · California · Colorado · Delaware · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Kansas · Kentucky · Maine · Massachusetts · Michigan · Minnesota · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Oregon · Pennsylvania · Puerto Rico · Texas · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 47
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 858393 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (9)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Pleasanton, CA · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Pleasanton, CA · BC capacity

start not retrieved → present
Morgan Stanley Smith Barney LLC
Pleasanton, CA · IA capacity

Jun 1, 2009 → Jun 14, 2012
Morgan Stanley Smith Barney
Pleasanton, CA · BC capacity

Jun 1, 2009 → Jun 14, 2012
Citigroup Global Markets Inc.
Pleasanton, CA · IA capacity

Jul 31, 1993 → Jun 1, 2009
Citigroup Global Markets Inc.
Pleasanton, CA · BC capacity

Jul 31, 1993 → Jun 1, 2009
Lehman Brothers Inc.
New York, NY · BC capacity

May 14, 1988 → Jul 31, 1993
E. F. Hutton & Company Inc
BC capacity

Jan 3, 1986 → May 14, 1988
Prudential-Bache Securities Inc.
BC capacity

Mar 15, 1983 → Jun 12, 1986

Source & corrections

Where this page comes from

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