Roy H. Savarick

CRD 858684 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY

IA RegisteredBroker

Also appears in the source record as: Roy Howard Savarick; Roy Savarick

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 7TOSIESeries 15Series 7Series 65Series 63
Registered states (23): Alabama · California · Colorado · Connecticut · Delaware · Florida · Georgia · Kansas · Maryland · Massachusetts · Michigan · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Texas · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 44
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 858684 contains one or more disclosure events as of Aug 20, 2026.

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FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · BC capacity

start not retrieved → present
Wells Fargo Advisors
Fort Lauderdale, FL · IA capacity

Sep 22, 2022 → Jun 24, 2026
Wells Fargo Clearing Services, LLC
Fort Lauderdale, FL · BC capacity

Sep 22, 2022 → Jun 24, 2026
Morgan Stanley
Plantation, FL · IA capacity

Jun 1, 2009 → Sep 27, 2022
Morgan Stanley
Plantation, FL · BC capacity

Jun 1, 2009 → Sep 27, 2022
Morgan Stanley & Co. Incorporated
Plantation, FL · IA capacity

Apr 16, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
Plantation, FL · BC capacity

Apr 13, 2007 → Jun 1, 2009
Citigroup Global Markets Inc.
Plantation, FL · IA capacity

Oct 31, 1994 → Apr 26, 2007
Citigroup Global Markets Inc.
Plantation, FL · BC capacity

Oct 24, 1994 → Apr 26, 2007
Prudential Securities Incorporated
New York, NY · BC capacity

Apr 15, 1982 → Nov 10, 1994

Source & corrections

Where this page comes from

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