Paula Sue Sutton

CRD 859793 · Morgan Stanley · Houston, TX

IA RegisteredBroker

Also appears in the source record as: Paula S Jones; Paula Jones; Paula S Sutton

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (12): Series 65Series 63Series 9Series 10Series 53Series 4Series 24Series 12Series 52TOSIESeries 3Series 7
Registered states (28): Arizona · Arkansas · California · Colorado · Delaware · Florida · Hawaii · Indiana · Kansas · Kentucky · Louisiana · Massachusetts · Michigan · Mississippi · Nevada · New Mexico · New York · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Vermont · Washington
Years in the industry (source record): 48
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
Houston, TX · IA capacity

Jul 20, 2017 → present
Wells Fargo Clearing Services, LLC
BD capacity

Jan 3, 2011 → Jul 27, 2017
Wells Fargo Clearing Services, LLC
IA capacity

Jan 3, 2011 → Jul 27, 2017
Wells Fargo Investments, LLC
BD capacity

Apr 3, 2009 → Jan 3, 2011
Wells Fargo Investments, LLC
IA capacity

Apr 3, 2009 → Jan 3, 2011
Stanford Group Company
BD capacity

Nov 13, 2008 → Mar 26, 2009
Stanford Group Company
IA capacity

Nov 13, 2008 → Mar 26, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Jun 24, 1988 → Nov 18, 2008
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Nov 27, 1978 → Nov 18, 2008

Source & corrections

Where this page comes from

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