Abraham I Borenstein

CRD 860907 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Abe Issac Borenstein; Abe Borenstein; Abraham Isaac Borenstein; Abraham Issac Borenstein; Abraham Borenstein

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): SIESeries 5Series 15Series 7Series 10Series 9Series 24Series 8Series 65Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 47
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (14)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Portland, ME · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
J.P. Morgan Private Wealth Advisors LLC
New York, NY · IA capacity

Jul 15, 2010 → Mar 17, 2025
First Republic Securities Company, LLC
New York, NY · BC capacity

Nov 20, 2006 → Sep 29, 2023
First Republic Wealth Advisors, LLC
San Francisco, CA · IA capacity

Feb 14, 2007 → Sep 30, 2010
Ryan Beck & Co.
New York, NY · BC capacity

Apr 29, 2002 → Nov 30, 2006
Gruntal & Co., L.L.C.
New York, NY · BC capacity

Mar 20, 2000 → May 13, 2002
Prudential Securities Incorporated
New York, NY · BC capacity

Sep 22, 1986 → Feb 25, 2000
Prudential-Bache Capital Funding Puerto Rico Inc.
BC capacity

Sep 22, 1986 → Aug 23, 1989
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BC capacity

Jun 4, 1985 → Oct 16, 1986
Becker Paribas Incorporated
BC capacity

Jul 10, 1984 → Oct 11, 1984
Shearson Lehman/American Express Inc.
BC capacity

Apr 21, 1980 → Aug 14, 1984
Lehman Brothers Kuhn Loeb Incorporated
BC capacity

May 14, 1980 → Jun 27, 1984
Oppenheimer & Co., Inc.
BC capacity

Jan 2, 1979 → May 18, 1980

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 860907 ↗ FINRA BrokerCheck record for CRD 860907 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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