Richard Dennis Donovan

CRD 864391 · Morgan Stanley · Shrewsbury, NJ

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 10Series 9SIESeries 3Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 47
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (8)

From the source registration record · current first

Morgan StanleyCurrent
Shrewsbury, NJ · IA capacity

Jun 1, 2009 → present
Citigroup Global Markets Inc.
IA capacity

Jul 18, 2003 → Jun 1, 2009
Citigroup Global Markets Inc.
BD capacity

Apr 29, 2002 → Jun 1, 2009
Buckman, Buckman & Reid, Inc.
BD capacity

Dec 19, 2001 → Apr 30, 2002
Linsco/Private Ledger Corp.
BD capacity

Apr 6, 1999 → Jan 10, 2000
Lehman Brothers Inc.
BD capacity

May 14, 1988 → Jan 13, 1997
E. F. Hutton & Company Inc
BD capacity

Jun 13, 1986 → May 14, 1988
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Apr 2, 1979 → Oct 17, 1986

Source & corrections

Where this page comes from

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