Daniel Michael Nolan

CRD 867801 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): Series 65Series 63Series 4Series 24Series 12SIESeries 3Series 15Series 5Series 7
Registered states (2): Massachusetts · New York
Years in the industry (source record): 47
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 867801 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (14)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · IA capacity

Apr 27, 2009 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · BC capacity

start not retrieved → present
Citigroup Global Markets Inc.
BD capacity

Mar 8, 2001 → May 14, 2009
J.P. Morgan Securities Inc.
BD capacity

Feb 1, 2000 → Jul 3, 2001
Hambrecht & Quist LLC
BD capacity

Jul 29, 1998 → Feb 1, 2000
Citicorp Securities, Inc.
BD capacity

Jun 14, 1996 → May 26, 1998
Chase Securities Inc.
BD capacity

Apr 1, 1996 → May 1, 1996
Chase Securities, Inc.
BD capacity

Nov 25, 1994 → Apr 1, 1996
Lehman Government Securities Inc.
BD capacity

Dec 11, 1989 → Sep 26, 1994
Lehman Brothers Inc.
BD capacity

Oct 3, 1979 → Sep 26, 1994
Lehman Special Securities Inc.
BD capacity

Dec 11, 1989 → Jul 18, 1994
Lehman Brothers International Securities, Inc.
BD capacity

May 13, 1983 → Aug 2, 1986
Lehman Brothers Kuhn Loeb Incorporated
BD capacity

Oct 19, 1979 → Jun 27, 1984
Bache Halsey Stuart Shields Incorporated
BD capacity

Jun 21, 1979 → Oct 7, 1979

Source & corrections

Where this page comes from

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