Thomas Kevin Ambrose
Also appears in the source record as: Tom Ambrose
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Expanded
- Investment adviser registration
- Active
- Exams passed
- Not yet retrieved from the source record
- Registered states
- Not yet retrieved from the source record
- Years in the industry
- Not yet retrieved from the source record
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 871838 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- Van Clemens Wealth Management, LLC
- Firm CRD
- 297362
- SEC number
- 801-129906
- Assets under management
- $470.4M as of Jun 19, 2026
- Website
- www.vanclemens.com ↗
- Phone
- 612-758-9140
- Firm location
- Minneapolis, MN, 55402
Employment history (2)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.