Mary Alice Dinerman
Also appears in the source record as: Mary Alice Burnette
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- Series 65Series 63SIESeries 31Series 3Series 7
- Registered states (35)
- Alabama · Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Kansas · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
- Years in the industry (source record)
- 41
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (11)
From the source registration record · current first
-
Jun 1, 2009 → present
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Morgan Stanley & Co. IncorporatedBD capacityJun 18, 2007 → Jun 1, 2009
-
Morgan Stanley & Co. IncorporatedIA capacityJun 18, 2007 → Jun 1, 2009
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Morgan Stanley Dw Inc.BD capacityMar 22, 2005 → Jul 21, 2005
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Morgan StanleyIA capacityMar 22, 2005 → Jul 21, 2005
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Wells Fargo Investments, LLCIA capacityMay 15, 2001 → Dec 2, 2003
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Wells Fargo Investments, LLCBD capacityMay 2, 2001 → Dec 2, 2003
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Wells Fargo Securities Inc.BD capacityFeb 11, 2000 → May 2, 2001
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Dain Rauscher IncorporatedBD capacityNov 28, 1998 → Apr 26, 1999
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Rauscher Pierce Refsnes, Inc.BD capacityDec 9, 1994 → Nov 25, 1997
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Lehman Brothers Inc.BD capacityDec 23, 1985 → Sep 26, 1994
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.