Mml Investors Services, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 10409
- SEC number
- 801-44264
- Firm type
- RIA
- Assets under management
- $115.6B as of May 5, 2026
- Website
- www.facebook.com/INGOODCOMPANYMASSMUTUAL ↗
- Phone
- (413) 226-0000
- Address
- 1295 State Street, Springfield, MA, 01111-0001
Advisors at this firm
4,911 in our index · page 13 of 99
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Roy Robert CasoCRD 2059281 · East Longmeadow, MAIA RegisteredBroker
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Louis John CassaraCRD 1203599 · Lisle, ILIA RegisteredBroker
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Peter Everett CassellCRD 1905981 · Agawam, MAIA RegisteredBrokerDisclosure event(s) on record
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Judith Anne CassidyCRD 1703088 · Newtown Square, PAIA RegisteredBrokerDisclosure event(s) on record
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Kathleen Ann CassidyCRD 6080744 · Shelton, CTBroker
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Nicole Lee CassidyCRD 5736092 · Mechanicsburg, PABroker
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Sebastien Watters CassuCRD 7413474 · Warren, NJIA RegisteredBroker
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William J CastagnaCRD 4892749 · East Hills, NYIA RegisteredBroker
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Jason M CastaldiCRD 4987566 · Southbury, CTIA RegisteredBroker
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James M CastroCRD 4346812 · North Attleboro, MAIA RegisteredBroker
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Nelson Camargo CastroCRD 2651227 · Tampa, FLIA RegisteredBroker
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Anthony Alexander Castro GuzmanCRD 7678408 · East Hills, NYIA RegisteredBroker
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Scott Hanson CathersCRD 4436073 · West Warwick, RIBroker
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Richard William CatucciCRD 1543161 · Hauppauge, NYIA RegisteredBroker
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Campbell CavassoCRD 2079324 · Honolulu, HIIA RegisteredBroker
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Holly S CecilCRD 6474896 · Owensboro, KYBroker
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John Michael CeddiaCRD 1922884 · Rochester, NYIA RegisteredBroker
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Joseph P CelibertiCRD 5456961 · St. Augustine, FLIA RegisteredBroker
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Evan CentopaniCRD 7672494 · Southbury, CTIA RegisteredBroker
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Donald Vincent CericolaCRD 2370227 · Horsham, PAIA RegisteredBroker
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Mark Wesley ChabanCRD 4414343 · Holyoke, MABroker
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Peter Jay ChadwickCRD 2733387 · Grand Rapids, MIIA RegisteredBroker
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Lawrence ChalsonCRD 6322488 · Garden City, NYIA RegisteredBroker
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Peter Allan ChamberlainCRD 2344784 · Salem, ORBrokerRegistration inactive
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Daniel Joseph ChampagneCRD 5714104 · Glastonbury, CTIA RegisteredBroker
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Elly ChanCRD 1666063 · Fremont, CAIA RegisteredBroker
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Jessica K ChanCRD 6488619 · Pleasanton, CAIA RegisteredBroker
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Karen Ho Ling ChanCRD 6307003 · Alhambra, CAIA RegisteredBroker
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Rose Miu-Yee ChanCRD 5195845 · Paramus, NJBroker
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Katharine Patricia Chaney-JonesCRD 4003077 · Glastonbury, CTBroker
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David ChangCRD 4879885 · Pleasanton, CAIA RegisteredBroker
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Luke Randall ChapmanCRD 5488176 · New Castle, DEIA RegisteredBroker
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Eric Dewon ChappellCRD 4471066 · Montgomery, ALIA RegisteredBroker
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Frank Joseph CharltonCRD 1953747 · Newark, DEIA RegisteredBroker
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Robert Charles ChaseCRD 5941065 · Sacramento, CAIA RegisteredBroker
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William John ChaseCRD 2249917 · Sarasota, FLIA RegisteredBroker
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Alicia Thuy ChauCRD 2292651 · Norcross, GABroker
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Sheila Sui Lai ChauCRD 1299779 · San Marino, CAIA RegisteredBrokerDisclosure event(s) on record
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Samuel Efren ChavarriaCRD 5191803 · Syracuse, NYIA RegisteredBroker
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Nicholas Steven ChavisCRD 4766320 · Mechanicsville, VAIA RegisteredBroker
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Annie ChenCRD 5708985 · Paramus, NJIA RegisteredBroker
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Junnie Chen Chun ChenCRD 4627220 · Flushing, NYBroker
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Lan Jin ChenCRD 6797875 · Flushing, NYBroker
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Li Zhu ChenCRD 4296824 · New York, NYBroker
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Sai J. ChenCRD 4449793 · New York, NYBroker
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Weiping ChenCRD 5351845 · Newport Beach, CAIA RegisteredBroker
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Xiao ChenCRD 6361529 · Brooklyn, NYIA RegisteredBrokerDisclosure event(s) on record
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Yu ChenCRD 3069418 · Houston, TXBroker
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Bing Vun ChengCRD 2076228 · East Hills, NYIA RegisteredBroker
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Marc Richard ChenotCRD 4411804 · Chesterfield, MOIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 10409 ↗
FINRA BrokerCheck record for firm CRD 10409 ↗
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Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.