Mml Investors Services, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 10409
- SEC number
- 801-44264
- Firm type
- RIA
- Assets under management
- $115.6B as of May 5, 2026
- Website
- www.facebook.com/INGOODCOMPANYMASSMUTUAL ↗
- Phone
- (413) 226-0000
- Address
- 1295 State Street, Springfield, MA, 01111-0001
Advisors at this firm
4,911 in our index · page 81 of 99
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Brandon Joseph ShawCRD 5971178 · Germantown Hills, ILIA RegisteredBroker
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William Jeremiah SheaCRD 4875669 · Shelton, CTBroker
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Kevin Joel ShebarCRD 1848538 · Springfield, MABrokerRegistration inactive
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Andrew Joseph SheeterCRD 2731094 · Winter Garden, FLBroker
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Troy Edward SheetsCRD 4124051 · Bettendorf, IAIA RegisteredBrokerDisclosure event(s) on record
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Edward Anthony ShelleyCRD 2205726 · Wakefield, MABroker
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Katherine E. ShepardCRD 4400968 · St. Augustine, FLIA RegisteredBroker
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Steven Gerald ShepardCRD 2573324 · Old Greenwich, CTBroker
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Brent Harrison SheppardCRD 5340967 · Lake Mary, FLIA RegisteredBroker
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Stephanie SherantCRD 6282333 · Springfield, MABroker
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Lindsey M ShererCRD 5351438 · Bishop, CAIA RegisteredBroker
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Shaker Mohamed SherifCRD 2573113 · Tampa, FLIA RegisteredBrokerDisclosure event(s) on record
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Judith Stoddard ShermanCRD 4769323 · Southlake, TXIA RegisteredBroker
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Steven Michael ShermettaCRD 6286984 · Center Valley, PAIA RegisteredBroker
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Vikram Keshavlal ShethCRD 421935 · Los Angeles, CAIA RegisteredBroker
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Cindy ShiCRD 5215492 · Flushing, NYBroker
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Janelle Jungran ShinCRD 5872960 · El Segundo, CABroker
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Christopher Michael ShinnCRD 3058970 · Seattle, WAIA RegisteredBroker
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Arkadiy ShnayderCRD 2879095 · Brooklyn, NYBrokerRegistration inactiveDisclosure event(s) on record
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Christopher Lee ShockleyCRD 4861897 · Indianapolis, INIA RegisteredBroker
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Curtis Edward ShoemakerCRD 422442 · Knoxville, TNIA RegisteredBroker
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Scott Edward ShoemakerCRD 5001796 · Knoxville, TNIA RegisteredBroker
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Kevin Michael ShollyCRD 7233468 · Iselin, NJBroker
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Cindi Marie ShraderCRD 4088249 · Louisville, KYIA RegisteredBroker
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Sajal ShresthaCRD 6288740 · Chesterfield, MOIA RegisteredBroker
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Christopher L ShuckCRD 5481365 · Minneapolis, MNIA RegisteredBroker
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Graham Scott ShullmanCRD 5164422 · Southfield, MIIA RegisteredBroker
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Christopher Brandon ShumanCRD 2497107 · Holyoke, MABroker
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Jason L ShumwayCRD 4369439 · Blanding, UTBroker
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Kenneth Paul SicariCRD 1113185 · East Hills, NYIA RegisteredBrokerDisclosure event(s) on record
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Bruce Edward SiennickCRD 851014 · Jacksonville, FLBroker
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Brian Edmund SigwartCRD 5446484 · Hunt Valley, MDIA RegisteredBroker
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John SikarasCRD 4296818 · Northbrook, ILIA RegisteredBroker
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Gerald Bruce SilbermanCRD 1706157 · Iselin, NJIA RegisteredBroker
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Vincent Michael SilvaCRD 5478280 · Chicago, ILIA RegisteredBroker
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Alan Lee SilvermanCRD 1951973 · Newburyport, MAIA RegisteredBrokerDisclosure event(s) on record
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Dean Evan SilvermanCRD 4656884 · New York, NYBrokerRegistration inactive
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Gregory Harris SilvermanCRD 6323304 · Newburyport, MAIA RegisteredBroker
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Jeffrey Richard SilvermanCRD 3117877 · Woodbury, NYIA RegisteredBroker
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Mitchell Lee SilvermanCRD 1281857 · New York, NYBroker
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Samuel M SilvermanCRD 1830452 · Springfield, MABroker
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Evan Samuel SilversteinCRD 4724661 · Wall Township, NJIA RegisteredBrokerDisclosure event(s) on record
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Stephanie SimolariCRD 4231321 · Boston, MABroker
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Scott Laurence SimonCRD 3000237 · Horsham, PAIA RegisteredBroker
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Margaret E SimondsCRD 2601766 · Wellesley, MAIA RegisteredBroker
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Willie SimpsonCRD 2685692 · Newport Beach, CABroker
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James Douglas SimsCRD 2891255 · Lisle, ILBroker
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Paul Michael SinalyCRD 5351898 · Woodbury, NYIA RegisteredBrokerDisclosure event(s) on record
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Matthew Stanley SinclairCRD 1696664 · Elmsford, NYIA RegisteredBrokerDisclosure event(s) on record
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Delilah Marie SinekCRD 4131523 · San Juan Capistrano, CABroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 10409 ↗
FINRA BrokerCheck record for firm CRD 10409 ↗
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Data compiled Aug 24, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.