Caldwell Sutter Capital, Inc.
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 10489
- SEC number
- 801-66098
- Firm type
- RIA
- Assets under management
- $605.7M as of Apr 17, 2026
- Website
- www.cald.com ↗
- Phone
- 415-962-2526
- Address
- 30 Liberty Ship Way #3225, Sausalito, CA, 94965
Advisors at this firm
19 in our index · page 1 of 1
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Mari AllenCRD 1705748 · Shoreline, WABroker
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Christopher William AndersonCRD 5085595 · Sausalito, CABroker
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Christopher Robert BovichCRD 828906 · Sausalito, CABroker
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Myron Keith CountsCRD 1063052 · Altadena, CABroker
-
Joseph Michael DucoteCRD 72548 · Sausalito, CABroker
-
Jon Christoph GoshayCRD 7128270 · Sausalito, CAIA RegisteredBroker
-
Joseph Francis HelmerCRD 1860949 · Sausalito, CAIA RegisteredBroker
-
Evan Lyle HersheyCRD 3146598 · Santa Rosa, CAIA RegisteredBrokerDisclosure event(s) on record
-
Gregory Joseph HarderCRD 5614504 · Santa Rosa, CAIA RegisteredBrokerDisclosure event(s) on record
-
Kathleen Reilly HelmerCRD 6613066 · Sausalito, CABroker
-
Holly Hao Man LamCRD 3098926 · Sausalito, CABroker
-
Christopher Steven MaloyCRD 5534007 · Deer Park, NYBroker
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Susan Diane MetcalfCRD 1547365 · Sweet, IDIA RegisteredBroker
-
Samuel Phillips McintoshCRD 8190000 · Sausalito, CABroker
-
William Martin RocheCRD 1410510 · Grosse Pointe Park, MIBroker
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Joseph Kevin RaymondCRD 7692203 · Sausalito, CAIA RegisteredBroker
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Edward Tobias SmithCRD 2012234 · Sausalito, CAIA RegisteredBroker
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Sean Patrick TuohyCRD 5672112 · Austin, TXIA RegisteredBroker
-
Laurence Merlin WolfeCRD 1025294 · Newhall, CABroker
1–19 of 19
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 10489 ↗
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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.