John G. Ullman & Associates, Inc
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 105361
- SEC number
- 801-14064
- Firm type
- RIA
- Assets under management
- $1.5B as of Mar 30, 2026
- Website
- www.linkedin.com/COMPANY/JOHN-G-ULLMAN-&-ASSOCIATES-INC- ↗
- Phone
- 607-936-3785
- Address
- 343 Daniel Zenker Drive, Horseheads, NY, 14845
Advisors at this firm
23 in our index · page 1 of 1
-
Andrew Haag BaronCRD 6259780 · Rhinebeck, NYIA RegisteredRegistration inactive
-
Todd A BrostCRD 5206988 · Charlotte, NCIA Registered
-
Jakob Parker BrostCRD 7807772 · Horseheads, NYIA Registered
-
Lisa Anne CaracciCRD 8113751 · Horseheads, NYIA Registered
-
Alexander T ChachoCRD 8188585 · Horseheads, NYIA Registered
-
Daniel Aaron CoakwellCRD 8188560 · Horseheads, NYIA Registered
-
Sarah Emily Johanna CollierCRD 8025371 · Horseheads, NYIA Registered
-
Logan Joshua DibbleCRD 8221292 · Horseheads, NYIA Registered
-
Derek Alan DoyleCRD 7875758 · Rhinebeck, NYIA Registered
-
Susan Lynn FordCRD 7890181 · Horseheads, NYIA Registered
-
Kathryn Wright GerwigCRD 1735567 · Horseheads, NYIA Registered
-
Amanda Lee Herrick SmithCRD 5173259 · Horseheads, NYIA Registered
-
Lynda Jean LanderCRD 7894832 · Horseheads, NYIA Registered
-
Karen Burns MeriwetherCRD 1245277 · Corning, NYIA Registered
-
Jase Hollenbeck MerrillCRD 7838448 · Rhinebeck, NYIA Registered
-
Jason Daniel NickersonCRD 3018691 · Horseheads, NYIA Registered
-
Judith Ann PalumboCRD 1596425 · Horseheads, NYIA Registered
-
Thomas Graham SnowCRD 1078459 · Corning, NYIA Registered
-
Scott Weston TownsendCRD 2442772 · Lakewood Ranch, FLIA Registered
-
Shawn Stephen TwiggCRD 7290749 · Corning, NYIA RegisteredRegistration inactive
-
John Guy UllmanCRD 863300 · Corning, NYIA Registered
-
Darren Lee WilcoxCRD 5198727 · Horseheads, NYIA Registered
-
Peter James WinnettCRD 3021771 · Horseheads, NYIA Registered
1–23 of 23
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 105361 ↗
FINRA BrokerCheck record for firm CRD 105361 ↗
BrokerCheck Terms of Use ↗
Report a data error on this page →
Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.