Guggenheim Investments

Firm record

As recorded in SEC IAPD

Firm CRD

105477

SEC number

801-8008

Firm type

RIA

Assets under management

$8.0B as of Mar 31, 2026

Website

www.guggenheiminvestments.com ↗

Phone

212-518-9010

Address

330 Madison Avenue, New York, NY, 10017

Advisors at this firm

39 in our index · page 1 of 1

• Lauren Ashley AndersonCRD 6270224 · Burr Ridge, IL
  IA RegisteredBroker
• Johnson Asase JrCRD 5573732 · New York, NY
  IA RegisteredBroker
• William F BlattnerCRD 4822516 · Overland Park, KS
  IA RegisteredBroker
• Christopher George BradleyCRD 2347582 · Houston, TX
  IA RegisteredBroker
• Matthew V BuccigrossoCRD 5216820 · Leesburg, VA
  IA RegisteredBroker
• Brandel Drew BroganCRD 7832361 · Chicago, IL
  IA RegisteredBroker
• Kevin Michael BurkeCRD 4486623 · Chicago, IL
  IA RegisteredBroker
• John Frederic ChisholmCRD 2820356 · New York, NY
  IA RegisteredBroker
• Christopher Zane CosantinoCRD 4966779 · Westfield, IN
  IA RegisteredBroker
• Robert Emmet CoyneCRD 2208404 · Bellvue, WA
  IA RegisteredBroker
• Ryan Thomas CushingCRD 5207424 · Elmhurst, IL
  IA RegisteredBroker
• John Riley CushingCRD 8070777 · Chicago, IL
  IA RegisteredBroker
• Michael Carle GeartyCRD 2020778 · Port Washington, NY
  IA RegisteredBroker
• Dru Francis GirardCRD 5338959 · Boynton Beach, FL
  IA RegisteredBroker
• Adam Joseph GodlewskiCRD 6535696 · Fort Mill, SC
  IA RegisteredBroker
• Geri HerroCRD 6256472 · Chicag0, IL
  IA RegisteredBroker
• Michael HoareCRD 6354177 · Hawthorne, CA
  IA RegisteredBroker
• Richard G JaegerCRD 1338806 · Garden City, NY
  IA RegisteredBroker
• Houston Stevana JarvisCRD 7783293 · New York, NY
  IA RegisteredBroker
• Usman Rahman KhanCRD 6987861 · Chicago, IL
  IA RegisteredBroker
• Catherine Junell NettlesCRD 5002294 · The Woodlands, TX
  IA RegisteredBroker
• Katherine Anne NussCRD 5961645 · Maple Grove, MN
  IA RegisteredBroker
• Nicholas Daniel OrsiCRD 5567647 · Falmouth, ME
  IA RegisteredBroker
• Emma OaksCRD 7401546 · Chicago, IL
  IA RegisteredBroker
• Jonathan David PanoshCRD 6074603 · Vacaville, CA
  IA RegisteredBroker
• Christopher Vito ParisiCRD 2410528 · Chicago, IL
  IA RegisteredBroker
• Lee Tracy PersoneniCRD 2157742 · Saddle River, NJ
  IA RegisteredBroker
• Anthony PiazzaCRD 1524001 · Freehold, NJ
  IA RegisteredBroker
• Matthew PetrizzoCRD 4853470 · Coloma, MI
  IA RegisteredBroker
• Jacob Charles SchultzCRD 5795012 · Boulder, CO
  IA RegisteredBroker
  Disclosure event(s) on record
• Anthony Joseph SendraCRD 4360806 · Chicago, IL
  IA RegisteredBroker
• Peter Carson SloanCRD 2341641 · Stevensville, MD
  IA RegisteredBroker
• Christopher William TaffeCRD 3251396 · Hagerstown, MD
  IA RegisteredBroker
• Tyler N TumpaneCRD 6941383 · San Francisco, CA
  IA RegisteredBroker
• Kevin TrucklyCRD 6896697 · New York, NY
  IA RegisteredBroker
• Peter VlagosCRD 2745734 · Chicago, IL
  IA RegisteredBroker
• Annmarie WoodsCRD 1503842 · Fair Haven, NJ
  IA RegisteredBroker
• Alison Anne Macartney WebsterCRD 5748207 · New York, NY
  IA RegisteredBroker
• Nicholas Paul ZelenikaCRD 7381173 · Chicago, IL
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.