Cetera Investment Advisers LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 105644
- SEC number
- 801-20406
- Firm type
- RIA
- Assets under management
- $256.8B as of Jun 8, 2026
- Website
- www.ceterafinancialspecialists.com ↗
- Phone
- 310-257-7880
- Address
- 1450 American Lane, Schaumburg, IL, 60173-2096
Advisors at this firm
6,560 in our index · page 103 of 132
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Mike Balkrishna SamanthaCRD 1111132 · Irvine, CAIA RegisteredBroker
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Nevin Pilotin SamuyCRD 5284357 · Glendale, CAIA RegisteredBroker
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Michael J SanchezCRD 6039293 · Houston, TXIA RegisteredBroker
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Yvonne Marie SanchezCRD 2555703 · Albuquerque, NMIA RegisteredBroker
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Ariel Nmn Sanchez-AlfonsoCRD 4257872 · Miami, FLIA RegisteredBroker
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Angela Marie SandersCRD 5527315 · Huntsville, ALIA RegisteredBroker
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Brian Todd SandersCRD 4710500 · Springfield, PAIA RegisteredBroker
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Keith R. SandersCRD 4265956 · Oakland, MDIA RegisteredBroker
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Rockie Joe SandersCRD 2262224 · Rocky Ford, COIA RegisteredBrokerDisclosure event(s) on record
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Scott Thomas SandersCRD 4316752 · Iron Mountain, MIIA RegisteredBroker
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William Michael SandersCRD 2391964 · Plainwell, MIIA RegisteredBroker
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James Lee SandersonCRD 3163816 · Blackwell, TXIA RegisteredBroker
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Duncan Pirie SandilandCRD 2951570 · The Woodlands, TXIA RegisteredBroker
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Anthony Michael SandomierskiCRD 6430167 · Wall, NJIA RegisteredBroker
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Eric Douglas SandowskyCRD 3232035 · Manalapan, NJIA RegisteredBroker
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Richard Michael SandyCRD 2911258 · Ocala, FLIA RegisteredBroker
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David Kent SanfordCRD 3275403 · Springfield, MOIA RegisteredBroker
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Warren John SangerCRD 2366239 · Port Washington, NYIA RegisteredBrokerDisclosure event(s) on record
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Laurence Anthony SantagataCRD 4874027 · Mayfield Heights, OHIA RegisteredBroker
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Eli SantelmanCRD 8104817 · Hutchinson, MNIA RegisteredBroker
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Anthony Vincent SantiagoCRD 7710797 · Uniondale, NYIA RegisteredBroker
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Emmanuel Abesames SantosCRD 2296210 · San Francisco, CAIA RegisteredBroker
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Mauricio Jorge Melo SantosCRD 5048622 · Honolulu, HIIA RegisteredBroker
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Marcos A. Sanz MaderaCRD 5464419 · Carolina, PRIA RegisteredBrokerDisclosure event(s) on record
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Tracee J SappCRD 4586525 · Atlanta, GAIA RegisteredBrokerDisclosure event(s) on record
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Lorena SarcoCRD 4378382 · Los Angeles, CAIA RegisteredBroker
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Dominick John SarinelliCRD 5409729 · Mount Arlington, NJIA RegisteredBroker
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Raymond Gerard SarinelliCRD 4545392 · Mount Arlington, NJIA RegisteredBroker
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Joseph Francis SaskiewiczCRD 713400 · Holland, PAIA RegisteredBroker
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Marty SassonCRD 1552011 · Oxnard, CAIA RegisteredBroker
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Christopher L SassoneCRD 4386593 · Rochester, NYIA RegisteredBrokerDisclosure event(s) on record
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Thomas Herrick SauerCRD 4855999 · Charlotte, NCIA RegisteredBroker
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Eric Paul SavageCRD 4534665 · Pearl River, NYIA RegisteredBroker
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Steven Kamel SayeghCRD 4373477 · Staten Island, NYIA RegisteredBroker
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David J ScafaCRD 3230582 · Princeton Jct, NJIA RegisteredBroker
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Elizabeth ScafaCRD 4039425 · Pennington, NJIA RegisteredBrokerDisclosure event(s) on record
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Marco Augusto ScalcoCRD 5610626 · Long Beach, CAIA RegisteredBroker
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Brian Keith ScalettaCRD 4740462 · Johnstown, PAIA RegisteredBroker
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James Christopher ScaliaCRD 2561079 · Massapequa Park, NYIA RegisteredBrokerDisclosure event(s) on record
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Dean Eric ScaliseCRD 4653681 · Erie, PAIA RegisteredBroker
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John Joseph ScanlonCRD 5434100 · Villa Park, ILIA RegisteredBroker
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William J ScanlonCRD 2659560 · Cherry Hill, NJIA RegisteredBroker
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Joanne P ScarboroughCRD 2185947 · Englewood, COIA RegisteredBroker
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Charles Edward ScarbroughCRD 3007602 · Deridder, LAIA RegisteredBroker
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Jacob Charles ScattergoodCRD 7165705 · St Cloud, MNIA RegisteredBroker
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James Roderick ScattergoodCRD 4821114 · Edina, MNIA RegisteredBroker
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Timothy Pasquale ScaturroCRD 2767907 · Lakewood, COIA RegisteredBroker
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John August SchaarsCRD 3162884 · Suwanee, GAIA RegisteredBroker
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Katherine Elizabeth SchablowCRD 6835378 · Gardendale, ALIA RegisteredBroker
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Denise Marla SchachneCRD 1205554 · Los Angeles, CAIA RegisteredBrokerDisclosure event(s) on record
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 105644 ↗
FINRA BrokerCheck record for firm CRD 105644 ↗
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Data compiled Aug 24, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.