Cetera Investment Advisers LLC

Firm record

As recorded in SEC IAPD

Firm CRD

105644

SEC number

801-20406

Firm type

RIA

Assets under management

$256.8B as of Jun 8, 2026

Website

www.ceterafinancialspecialists.com ↗

Phone

310-257-7880

Address

1450 American Lane, Schaumburg, IL, 60173-2096

Advisors at this firm

6,560 in our index · page 106 of 132

• Hardik B ShahCRD 4672931 · Newark, DE
  IA RegisteredBroker
• John Louis ShaheenCRD 3172114 · Elkview, WV
  IA RegisteredBroker
• John Michael ShallCRD 5030212 · Staten Island, NY
  IA RegisteredBroker
• Curtis Eugene ShambaughCRD 2843860 · Peach Bottom, PA
  IA RegisteredBroker
• Tyler Ryan ShanklesCRD 7844192 · Scottsboro, AL
  IA RegisteredBroker
• Michael Stephen ShapiroCRD 3094969 · Albany, NY
  IA RegisteredBroker
• Stephen Robert SharkeyCRD 5369624 · Blue Bell, PA
  IA RegisteredBroker
• Eric James SharpCRD 7473938 · Coventry, CT
  IA RegisteredBroker
• Gus Arvin SharpCRD 2622787 · Havre, MT
  IA RegisteredBroker
• Michael Adrian SharpCRD 6285241 · Fairfield Glade, TN
  IA RegisteredBroker
  Disclosure event(s) on record
• David Lawrence Preston SharpsCRD 5036561 · Oakland, MD
  IA RegisteredBroker
• Kenneth Max SharrockCRD 4436212 · Uniontown, OH
  IA RegisteredBroker
• Shawn ShaughnessyCRD 6202830 · New Paltz, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Joshua Michael ShaverCRD 5350235 · Newark, DE
  IA RegisteredBroker
• Clare Marie ShawCRD 4876294 · Warwick, PA
  IA RegisteredBroker
• David Allen ShawCRD 5042178 · Yuba City, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• James Frederick ShawCRD 4332335 · Rochester, NY
  IA RegisteredBroker
• Matthew S ShawCRD 4622988 · Draper, UT
  IA RegisteredBroker
• Richard Allan ShawCRD 1592514 · West Boylston, MA
  IA RegisteredBroker
  Disclosure event(s) on record
• Ryan Thomas ShawCRD 4817844 · Waterloo, IA
  IA RegisteredBroker
• Laqueta Ann ShelburneCRD 2662747 · San Angelo, TX
  IA RegisteredBroker
• Christopher Alan SheltonCRD 6159695 · Memphis, TN
  IA RegisteredBroker
• Buster ShepherdCRD 733808 · Colorado Springs, CO
  IA RegisteredBroker
  Disclosure event(s) on record
• Daniel Lee ShepherdCRD 5201047 · Dallas, TX
  IA RegisteredBroker
• Douglas Eugene SheplerCRD 2253405 · Fort Wayne, IN
  IA RegisteredBroker
  Disclosure event(s) on record
• Brett William SheppardCRD 7825977 · Sun City Center, FL
  IA RegisteredBroker
• Walter Robert ShepperdCRD 5026704 · Carson City, NV
  IA RegisteredBroker
• Matthew Earl SherbondyCRD 2853852 · Johns Creek, GA
  IA RegisteredBroker
• Frederick Allen ShermanCRD 1187002 · Minnetonka, MN
  IA RegisteredBroker
• Steven Arthur ShermanCRD 1005149 · Garden City, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Steven Thomas ShermanCRD 1399052 · Greenwood Village, CO
  IA RegisteredBroker
• Theresa Ann ShermanCRD 5420127 · Southfield, MI
  IA RegisteredBroker
• Bryan Michael SherwoodCRD 5724039 · St Louis, MO
  IA RegisteredBroker
• Thomas Edward SherzanCRD 6283880 · West Des Moines, IA
  IA RegisteredBroker
• John Randall ShetromphCRD 1209174 · Lititz, PA
  IA RegisteredBroker
  Disclosure event(s) on record
• Ericson ShiCRD 6103488 · Beverly Hills, CA
  IA RegisteredRegistration inactive
• Andrew ShifterCRD 5088967 · Bethesda, MD
  IA RegisteredBroker
• David Jonathan ShillCRD 3181480 · Plano, TX
  IA RegisteredBroker
• Anthony Dane ShinaultCRD 7071342 · Mount Airy, NC
  IA RegisteredBroker
  Disclosure event(s) on record
• Christopher Dallas ShippCRD 5471088 · Texarkana, TX
  IA RegisteredBroker
• Jerry Floyd ShirleyCRD 2973500 · Troy, AL
  IA RegisteredBroker
• Cory Thomas ShiversCRD 3109335 · East China, MI
  IA RegisteredBroker
• Clifford Franklin ShnierCRD 6406109 · Phoenix, AZ
  IA RegisteredBroker
• Robert Donald ShojiCRD 1145411 · Milwaukie, OR
  IA RegisteredBroker
• Joseph Bradley SholleyCRD 5814039 · New Holland, PA
  IA RegisteredBroker
• Jason Andrew ShoreCRD 4761029 · Cary, NC
  IA RegisteredBroker
• Scott David ShraderCRD 2782420 · Palm Beach Gardens, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Gaurav ShresthaCRD 4578936 · Midlothian, VA
  IA RegisteredBroker
• Atul Pravin ShrimankarCRD 2841911 · Grapevine, TX
  IA RegisteredBroker
• Scott Howard ShulmanCRD 4317005 · Boca Raton, FL
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 24, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.