Cetera Investment Advisers LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 105644
- SEC number
- 801-20406
- Firm type
- RIA
- Assets under management
- $256.8B as of Jun 8, 2026
- Website
- www.ceterafinancialspecialists.com ↗
- Phone
- 310-257-7880
- Address
- 1450 American Lane, Schaumburg, IL, 60173-2096
Advisors at this firm
6,560 in our index · page 120 of 132
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Cole TrullenderCRD 7488062 · Vienna, VAIA RegisteredBroker
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Yuha Elsa TseCRD 5043069 · Rosemead, CAIA RegisteredBrokerDisclosure event(s) on record
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Joshua Connor TsujimuraCRD 8148544 · Lake Oswego, ORIA RegisteredBroker
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Simon TumanCRD 6016438 · El Segundo, CAIA RegisteredBrokerDisclosure event(s) on record
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Lawrence Stephen TundidorCRD 5668494 · Fort Lauderdale, FLIA RegisteredBroker
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Lilly TungCRD 4607284 · Pasadena, CAIA RegisteredBroker
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Craig Joseph TurnerCRD 8146481 · Cherry Hill, NJIA RegisteredBroker
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John Robert TuttleCRD 734829 · Austin, TXIA RegisteredBrokerDisclosure event(s) on record
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Sabra Suzanne TuttleCRD 7754184 · Presque Isle, MEIA RegisteredBroker
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Timothy TyczCRD 4215203 · Southport, CTIA RegisteredBroker
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Ernest Ross TylerCRD 6685920 · Portsmouth, NHIA RegisteredBroker
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Stephen Wayne TysonCRD 2258128 · Boca Raton, FLIA RegisteredBrokerDisclosure event(s) on record
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Gina UlisseCRD 6710759 · Corpus Christi, TXIA RegisteredBroker
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Lori Ann UlmCRD 2068511 · Burlington, MAIA RegisteredBroker
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Clark Francis UlrichCRD 3054200 · Ogden, UTIA RegisteredBroker
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Kenneth Allan UlrichCRD 1017571 · Williamsville, NYIA RegisteredBrokerDisclosure event(s) on record
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Andrew Craig UmbachCRD 4658279 · Lisle, ILIA RegisteredBrokerDisclosure event(s) on record
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Kevin Heath UnderwoodCRD 4801121 · Gainesville, VAIA RegisteredBroker
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Carol Nanette UngarCRD 1239534 · W Nyack, NYIA RegisteredBroker
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David Jason UpoleCRD 3127303 · Mchenry, MDIA RegisteredBroker
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Matthew Joseph UrbanskiCRD 4433328 · South Bend, INIA RegisteredBroker
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Michael S UrsoCRD 3176697 · Rocky Hill, CTIA RegisteredBroker
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Ari - Ville UusimakiCRD 5732227 · Alexandria, VAIA RegisteredBroker
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Kimberly Ti UymettlerCRD 2264044 · La Crescenta, CAIA RegisteredBroker
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Michael Joseph UdvariCRD 4725295 · Altamonte Springs, FLIA RegisteredBroker
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Brett Robert UllenCRD 3251753 · Brooklyn Park, MNIA RegisteredBroker
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Spencer Joseph UlrichCRD 7414257 · Sioux Falls, SDIA RegisteredBroker
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Sean Masao UmetsuCRD 4203649 · Honolulu, HIIA RegisteredBroker
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Jason Allen UnderwoodCRD 7174011 · Wenatchee, WAIA RegisteredBroker
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Vernon Edwin UngerCRD 2361113 · Alpharetta, GAIA RegisteredBrokerDisclosure event(s) on record
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Tammara Marie UptonCRD 4846562 · Boise, IDIA RegisteredBrokerDisclosure event(s) on record
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Kent Allen UrbanCRD 7453441 · Omaha, NEIA RegisteredBroker
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Jana UribeCRD 7987480 · Beaumont, TXIA RegisteredBroker
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Clint Shoichi UwaineCRD 6960039 · Ewa Beach, HIIA RegisteredBroker
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Ayush VajhalaCRD 7979352 · Austin, TXIA RegisteredBroker
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Bhupen Ratilal VakhariaCRD 2797767 · Tamarac, FLIA RegisteredBroker
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Joao M. ValenteCRD 2867139 · Westbury, NYIA RegisteredBrokerDisclosure event(s) on record
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Joseph Roy ValentineCRD 6053737 · Janesville, WIIA RegisteredBroker
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Charles Alan ValenzuelaCRD 829110 · Ridgefield, CTIA RegisteredBrokerDisclosure event(s) on record
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Jose ValleCRD 4551456 · Katy, TXIA RegisteredBrokerDisclosure event(s) on record
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Javier Alejandro VallejoCRD 4698101 · Newport Beach, CAIA RegisteredBrokerDisclosure event(s) on record
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Robert Murray John Van AllenCRD 3094573 · Renton, WAIA RegisteredBroker
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Todd Henry Van BruggenCRD 4464163 · Sioux Center, IAIA RegisteredRegistration inactive
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Patrick M Van CleaveCRD 6198164 · St Louis, MOIA RegisteredBroker
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Robert Brink Van CleaveCRD 2678375 · Westwood, KSIA RegisteredBroker
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Darren Van CottCRD 5685064 · Greenwood Village, COIA RegisteredBroker
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Scott Allen Van De VenCRD 5874088 · Cape Girardeau, MOIA RegisteredBrokerDisclosure event(s) on record
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Lennard Cuno Van Der FeltzCRD 4630091 · Chandler, AZIA RegisteredBrokerDisclosure event(s) on record
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Michael Allen Van HeidenCRD 5883769 · Ankeny, IAIA RegisteredBroker
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John Anthony Van MoffaertCRD 5712312 · Lombard, ILIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 105644 ↗
FINRA BrokerCheck record for firm CRD 105644 ↗
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Data compiled Aug 25, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.