Cetera Investment Advisers LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 105644
- SEC number
- 801-20406
- Firm type
- RIA
- Assets under management
- $256.8B as of Jun 8, 2026
- Website
- www.ceterafinancialspecialists.com ↗
- Phone
- 310-257-7880
- Address
- 1450 American Lane, Schaumburg, IL, 60173-2096
Advisors at this firm
6,560 in our index · page 47 of 132
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Kristopher Jamal HarklessCRD 7078509 · Smyrna, GAIA RegisteredBroker
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Grant Charles HarknessCRD 6698338 · Ocoee, FLIA RegisteredBroker
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Michael Myles HarlanCRD 3121097 · Schaumburg, ILIA RegisteredBroker
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Gary John HarmelinkCRD 3084354 · Sioux Falls, SDIA RegisteredBroker
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Tammy Lee HarmonCRD 4216823 · Topeka, KSIA RegisteredBroker
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Gaylen James HarmsCRD 1178045 · Minnetonka, MNIA RegisteredBroker
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Travis Michael HarpCRD 5879113 · Great Falls, MTIA RegisteredBroker
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Kimberly Michelle HarrellCRD 7629293 · Bloomington, INIA RegisteredBroker
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Dennis Gene HarrelsonCRD 1042284 · Fort Myers, FLIA RegisteredBrokerDisclosure event(s) on record
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Trevor Wayne HarrelsonCRD 3251143 · Fort Myers, FLIA RegisteredBrokerDisclosure event(s) on record
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Daniel Thomas HarringtonCRD 5614304 · Prior Lake, MNIA RegisteredBroker
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Ronald Lee HarringtonCRD 237686 · Carmel, INIA RegisteredBroker
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Timothy James HarringtonCRD 2667106 · West Bolyston, MAIA RegisteredBroker
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Amber Lee HarrisCRD 4469763 · Orland Park, ILIA RegisteredBroker
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Anthony Eugene HarrisCRD 4387591 · Orland Park, ILIA RegisteredBroker
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Brion Patrick HarrisCRD 3199095 · Annapolis, MDIA RegisteredBrokerDisclosure event(s) on record
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Caitlyn Marie HarrisCRD 6517842 · Salem, ORIA RegisteredBroker
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Catherine Alice HarrisCRD 2838199 · Saratoga Springs, NYIA RegisteredBroker
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Chad Anthony HarrisCRD 4465820 · Hamilton, ALIA RegisteredBroker
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Emily HarrisCRD 6597869 · Chicago, ILIA RegisteredBroker
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Ethan Trevor HarrisCRD 7493528 · West Chester, PAIA RegisteredBroker
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Jon Dodson HarrisCRD 2745047 · High Point, NCIA RegisteredBroker
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Kevin Maxwell HarrisCRD 4336717 · Franklin, TNIA RegisteredBroker
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Kimberly J HarrisCRD 4259725 · Salem, ORIA RegisteredBroker
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Paula Anderson HarrisCRD 4087365 · Omaha, NEIA RegisteredBrokerDisclosure event(s) on record
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R Kelly HarrisCRD 2334687 · Sandy, UTIA RegisteredBroker
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Lauree Anne HarrisonCRD 5965528 · Bellevue, WAIA RegisteredBroker
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Nicole Christina HarrisonCRD 5732358 · Rockville, MDIA RegisteredBroker
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Shawn Patrick HarrisonCRD 3204202 · New Iberia, LAIA RegisteredBroker
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John Adam HarshmanCRD 5221324 · Washington, PAIA RegisteredBroker
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Diane J HartCRD 4884050 · Wall, NJIA RegisteredBroker
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Jacob Andrew HartCRD 6060210 · Knightstown, INIA RegisteredBroker
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Stacy Lynn HartCRD 2167319 · Port Charlotte, FLIA RegisteredBroker
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Thomas Dean HartCRD 4649895 · Middlefield, OHIA RegisteredBrokerDisclosure event(s) on record
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Galilee Thomas HarterCRD 6041180 · Spring Run, PAIA RegisteredBroker
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James Walter HartingCRD 3146833 · Coldwater, OHIA RegisteredBroker
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Robert Daniel HartlandCRD 2253564 · Sun City, FLIA RegisteredBroker
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Austin Ryan HartlineCRD 7974996 · Hoover, ALIA RegisteredBroker
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Gregg Robert HartmannCRD 2261157 · Lakewood, COIA RegisteredBroker
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Alan Jeffrey HartstoneCRD 2677896 · Boston, MAIA RegisteredBroker
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Jon Robbin HarvilleCRD 4090451 · Somerset, KYIA RegisteredBroker
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Anne Marie HasbrookCRD 2209926 · Sacramento, CAIA RegisteredBroker
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Gary Andrew HassenfratzCRD 2027185 · St Cloud, MNIA RegisteredBroker
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Jeffrey Wade HastingsCRD 4727412 · Walnut Creek, CAIA RegisteredBroker
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Jonathan HastingsCRD 5414939 · Columbus, OHIA RegisteredBroker
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James David HatcherCRD 2763181 · Roseman, NCIA RegisteredBroker
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Jamie Lamarr HatfieldCRD 2069041 · Crestview Hills, KYIA RegisteredBroker
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Thomas Alexander HauntyCRD 1065116 · Madison, WIIA RegisteredBroker
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Eric Robert HauptCRD 810676 · Agoura Hills, CAIA RegisteredBrokerDisclosure event(s) on record
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Andrea Margo HauptmanCRD 2306909 · Parsippany, NJIA RegisteredBrokerDisclosure event(s) on record
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 105644 ↗
FINRA BrokerCheck record for firm CRD 105644 ↗
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Data compiled Aug 22, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.