Cetera Investment Advisers LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 105644
- SEC number
- 801-20406
- Firm type
- RIA
- Assets under management
- $256.8B as of Jun 8, 2026
- Website
- www.ceterafinancialspecialists.com ↗
- Phone
- 310-257-7880
- Address
- 1450 American Lane, Schaumburg, IL, 60173-2096
Advisors at this firm
6,560 in our index · page 61 of 132
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Leo Francis KlemmeCRD 2737946 · Lafayette, INIA RegisteredBroker
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Michael Franklin KlenckCRD 2349007 · Moorseville, NCIA RegisteredBroker
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David Andrew KliberCRD 2889010 · Scottsdale, AZIA RegisteredBroker
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John Robert KlimchakCRD 1612233 · Melville, NYIA RegisteredBroker
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Roger David KlimekCRD 4498270 · Minneapolis, MNIA RegisteredBroker
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Ruth Romaine KlineCRD 4631234 · Chicago, ILIA RegisteredBroker
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Edmund Arnold KloskeCRD 2383402 · Mechanicsburg, PAIA RegisteredBroker
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Gerald Duane KlosterboerCRD 856154 · Zephyr Cove, NVIA RegisteredBroker
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Michael Thomas KloverCRD 7824734 · Plainfield, ILIA RegisteredBroker
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George L KluegCRD 4027160 · Melville, NYIA RegisteredBroker
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Donald Otto KlugeCRD 1607746 · Pleasantville, NYIA RegisteredBroker
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David Dean KluksdalCRD 4850332 · Boise, IDIA RegisteredBrokerDisclosure event(s) on record
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Michael Brian KmanCRD 4867784 · Tampa, FLIA RegisteredBrokerDisclosure event(s) on record
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Charles Casey KnakeCRD 2093623 · Omaha, NEIA RegisteredBroker
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Denise Marcia KnightCRD 2734133 · Mamaroneck, NYIA RegisteredBrokerDisclosure event(s) on record
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Dickey Lee KnightCRD 4700277 · Clarksville, TNIA RegisteredBroker
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Genevra KnightCRD 6429057 · Elk Grove Village, ILIA RegisteredBroker
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Wendy Michele KnightCRD 3225814 · Spokane, WAIA RegisteredBroker
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James Lynn KnottCRD 1351005 · Smyrna, TNIA RegisteredBroker
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Jarred Todd KnottCRD 6222632 · Shippensburg, PAIA RegisteredBroker
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Jeffrey Charles KnoxCRD 1058673 · Broadview Heights, OHIA RegisteredBroker
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Mark Richard KnudsonCRD 4247739 · Minneapolis, MNIA RegisteredBroker
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Roy Tadashi KobatakeCRD 1859124 · Honolulu, HIIA RegisteredBroker
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Kraig Arthur KobertCRD 1796254 · Jackson, WYIA RegisteredBroker
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Fred William KoblerCRD 4710047 · Shelby Township, MIIA RegisteredBrokerDisclosure event(s) on record
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Renae Shannon KoblerCRD 6533975 · Shelby Township, MIIA RegisteredBroker
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Michael Richard KobsCRD 1826626 · Willmar, MNIA RegisteredBroker
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Henry John KoehneCRD 2479179 · Green Bay, WIIA RegisteredBroker
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James KoernerCRD 6008244 · Toms River, NJIA RegisteredBroker
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Kenneth KoernerCRD 5999830 · Schaumburg, ILIA RegisteredBroker
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Mary Jane KoestersCRD 4761177 · Schaumburg, ILIA RegisteredBroker
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Martin Scott KofmanCRD 3146636 · Needham, MAIA RegisteredBroker
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Scott Michael KoglerCRD 4733887 · Rochester, NYIA RegisteredBroker
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Esther E KohCRD 2210013 · Los Angeles, CAIA RegisteredBroker
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Donald Maro KohnstammCRD 273359 · Buffalo, NYIA RegisteredBroker
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Shelly Lynn KohrmannCRD 6754938 · Fairview Heights, ILIA RegisteredBroker
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Christopher John KolakowskiCRD 7661866 · Baltimore, MDIA RegisteredBroker
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Christina Lu KolbCRD 6222488 · Omaha, NEIA RegisteredBroker
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Ellen Lucie KolksCRD 7934109 · Durango, COIA RegisteredBroker
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Daniel KollerCRD 1568866 · Pittsburgh, PARegistration inactive
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Kenneth John KolnickiCRD 1377627 · Downers Grove, ILIA RegisteredBrokerDisclosure event(s) on record
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Michael John KolnickiCRD 2529525 · Downers Grove, ILIA RegisteredBroker
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Stephen Alexander KolodijCRD 5286261 · Abington, PAIA RegisteredBroker
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James Anthony KomoszewskiCRD 2833256 · Minnetonka, MNIA RegisteredBroker
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Brian Lee KompelienCRD 2706156 · Minneapolis, MNIA RegisteredBroker
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Anthony Martin KongCRD 4398785 · Phoenix, AZIA RegisteredBroker
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John J KonikowskiCRD 2868725 · Winston-Salem, NCIA RegisteredBroker
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Christopher Joseph KoningCRD 2681355 · Glendora, CAIA RegisteredBroker
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Joel KonkelCRD 4470984 · Houston, TXIA RegisteredBroker
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Bradley Raymond KonopaskeCRD 1252311 · Fort Myers, FLIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 105644 ↗
FINRA BrokerCheck record for firm CRD 105644 ↗
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Data compiled Aug 23, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.