Cetera Investment Advisers LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 105644
- SEC number
- 801-20406
- Firm type
- RIA
- Assets under management
- $256.8B as of Jun 8, 2026
- Website
- www.ceterafinancialspecialists.com ↗
- Phone
- 310-257-7880
- Address
- 1450 American Lane, Schaumburg, IL, 60173-2096
Advisors at this firm
6,560 in our index · page 64 of 132
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Richard Scott KoblickCRD 5174582 · Boca Raton, FLIA RegisteredBrokerDisclosure event(s) on record
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Zachary Stephen KockCRD 8096034 · Phoenix, AZIA RegisteredBroker
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Stephen Carl KoehlerCRD 6320356 · Johns Creek, GAIA RegisteredBroker
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Andrew Todd KofmanCRD 2509350 · Sharon, MAIA RegisteredBroker
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David KoifmanCRD 2916581 · Boca Raton, FLIA RegisteredBroker
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Dylan KolquistCRD 7040389 · Duluth, MNIA RegisteredBroker
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Michael Louis KoltzCRD 3235009 · Augusta, GAIA RegisteredBroker
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Kenneth C KondasCRD 2882129 · Canfield, OHIA RegisteredBrokerDisclosure event(s) on record
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William Charles KopekCRD 8169899 · Overland Park, KSRegistration inactive
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Carter Ray KorandaCRD 8134899 · Phoenix, AZIA RegisteredBroker
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Michael David KordasCRD 6447703 · Frankfort, ILIA RegisteredBroker
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Christopher Joseph KorinekCRD 4159713 · Victoria, TXIA RegisteredBroker
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Ajdin KorkaricCRD 7911505 · St. Louis, MOIA RegisteredBroker
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Joseph S KorzeniewskiCRD 7316968 · Merrillville, INIA RegisteredBroker
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Matthew John KoskiCRD 6825893 · Wayzata, MNIA RegisteredBroker
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Erica Francesca KowalczykCRD 7300193 · Tinley Park,, ILIA RegisteredBroker
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Connor KozaCRD 7043026 · Omaha, NEIA RegisteredBroker
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Kostadin KrajcevCRD 2962134 · Troy, MIIA RegisteredBroker
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Blake KralCRD 7891037 · St Cloud, MNIA RegisteredBroker
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Arthur E KramerCRD 2176922 · St. Louis, MOIA RegisteredBroker
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Kevin James KubicekCRD 7879578 · Southeastern, PAIA Registered
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Jerry Francis KuhnCRD 7325982 · Fargo, NDIA RegisteredBroker
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Rohit KumarCRD 7689754 · El Segundo, CAIA RegisteredBroker
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Ross Tatsuo KumasakiCRD 5861776 · Kahului, HIIA RegisteredBroker
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Kevin Wade KusakCRD 4829510 · Cypress, TXIA RegisteredBroker
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Alan KutschCRD 4851780 · Laurens, IAIA Registered
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Thomas Richard KuykendallCRD 2704251 · Minneapolis, MNIA RegisteredBroker
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Joseph Scott La VanneCRD 7251489 · Lake Zurich, ILIA RegisteredBroker
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Barry Steven LabanCRD 4028427 · Columbia, SCIA RegisteredBroker
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Mark Edward LabashCRD 2814513 · Bella Vista, ARIA RegisteredBroker
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Dean Christian LabelleCRD 4025750 · Zion, ILIA RegisteredBroker
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Jeffrey Alan LabriCRD 2581719 · Brookfield, WIIA RegisteredBrokerDisclosure event(s) on record
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John Ronald LachapelleCRD 1362547 · Portsmouth, NHIA RegisteredBroker
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Jerry Wayne LackCRD 4526025 · Pittsford, NYIA RegisteredBroker
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Ellen M LaddCRD 2703854 · Fulton, NYIA RegisteredBroker
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Michael Paul LafataCRD 7176608 · Worcester, MAIA RegisteredBroker
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Jody James LafontCRD 1832378 · River Ridge, LAIA RegisteredBrokerDisclosure event(s) on record
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Vasso Daniel LaforestCRD 2824608 · Plattsburgh, NYIA RegisteredBroker
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John Joseph LaggisCRD 1606942 · North Haven, CTIA RegisteredBroker
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Terresa Elizabeth LairdCRD 4118325 · Minnetonka, MNIA RegisteredBroker
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Neil Joseph LajeunesseCRD 1019071 · Queensbury, NYIA RegisteredBroker
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Douglas C LakeCRD 1452473 · Iseline, NJIA RegisteredBrokerDisclosure event(s) on record
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Sita R LalchandaniCRD 2739005 · Citrus Heights, CAIA RegisteredBroker
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Michael Lee LallathinCRD 7353503 · Akron, OHIA RegisteredBroker
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Jane Marie Lalonde SheaCRD 1135213 · Minneapolis, MNIA RegisteredBroker
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William Stuart LamCRD 3067566 · Canton, GAIA RegisteredBroker
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Fred Michael LamarcaCRD 3275757 · Red Bank, NJIA RegisteredBroker
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John David LambCRD 2548636 · Tulsa, OKIA RegisteredBroker
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Gregory William LambertCRD 2978098 · Spokane, WAIA RegisteredBroker
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Donna Jean LamekaCRD 2626269 · Cedar Lake, INIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 105644 ↗
FINRA BrokerCheck record for firm CRD 105644 ↗
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Data compiled Aug 23, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.