Cetera Investment Advisers LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 105644
- SEC number
- 801-20406
- Firm type
- RIA
- Assets under management
- $256.8B as of Jun 8, 2026
- Website
- www.ceterafinancialspecialists.com ↗
- Phone
- 310-257-7880
- Address
- 1450 American Lane, Schaumburg, IL, 60173-2096
Advisors at this firm
6,560 in our index · page 68 of 132
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Dow William LindholmCRD 4874554 · Greenville, PAIA RegisteredBroker
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John Charles LindquistCRD 1575105 · Wheeling, ILIA RegisteredBroker
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James Alan LindsayCRD 1002597 · San Marcos, CAIA RegisteredBrokerDisclosure event(s) on record
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Rodney Allen LinehanCRD 3088832 · Conroe, TXIA RegisteredBroker
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Kevin Michael LinkCRD 3101745 · Columbia, MDIA RegisteredBroker
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Todd Charles LinsCRD 4646901 · St Paul, MNIA RegisteredBroker
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Alexander William LippertCRD 5871229 · Colorado Springs, COIA RegisteredBrokerDisclosure event(s) on record
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Benyamin LipschitzCRD 1066066 · New York, NYIA RegisteredBrokerDisclosure event(s) on record
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Natanel LipschitzCRD 4889915 · New York, NYIA RegisteredBroker
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Danny Robert LisCRD 4605881 · Livonia, MIIA RegisteredBrokerDisclosure event(s) on record
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Nicholas Andrew LiskeyCRD 5004092 · South Bend, INIA RegisteredBroker
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Steven Joseph LisuzzoCRD 1069688 · Albany, NYIA RegisteredBroker
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Gregory Alan LiszkaCRD 4613331 · Grove City, PAIA RegisteredBroker
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Michael Alan LitchCRD 3004709 · Plymouth, MNIA RegisteredBroker
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Erin LittleCRD 7314772 · Seattle, WAIA Registered
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Joshua Randall LittleCRD 7657351 · Mountain Brook, ALIA RegisteredBroker
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Matthew LittleCRD 2166613 · Framingham, MAIA RegisteredBroker
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Rodney Alford LittleCRD 1260096 · Madison, MSIA RegisteredBrokerDisclosure event(s) on record
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Monica Lyn LittlefieldCRD 2065062 · Sulphur Springs, TXIA RegisteredBroker
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Sheila Marie LittletonCRD 4449228 · Valhalla, NYIA RegisteredBroker
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Harriet LitzCRD 5798272 · Lansdale, PAIA RegisteredBroker
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Dan LiuCRD 6974180 · Pasadena, CAIA RegisteredBroker
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Holly Xiao LiuCRD 5136368 · Bothell, WAIA RegisteredBroker
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Ivy Qian LiuCRD 4757405 · Bellevue, WAIA RegisteredBroker
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Kenneth K LiuCRD 2826673 · Ashburn, VAIA RegisteredBroker
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Michael D LivensCRD 3106749 · Timnath, COIA RegisteredBroker
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Wendy Marie LivingstonCRD 4417287 · York, PAIA RegisteredBroker
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Kerri Lynn LlewellynCRD 4304593 · Monroeville, PAIA RegisteredBroker
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Vincent J LloydCRD 2861975 · Woodbury, MNIA RegisteredBroker
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Mark Richard LobdellCRD 867457 · Benicia, CAIA RegisteredBrokerDisclosure event(s) on record
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William Walter LobergCRD 4418093 · Wahpeton, NDIA RegisteredBrokerDisclosure event(s) on record
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Paul Charles LoboscoCRD 2088662 · Red Bank, NJIA RegisteredBrokerDisclosure event(s) on record
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Aaron Daniel LockeCRD 4708252 · Minneapolis, MNIA RegisteredBrokerDisclosure event(s) on record
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Gary Giles LockeCRD 6488315 · Arlington, TXIA RegisteredBroker
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Douglas Charles LoewCRD 1466630 · Newark, DEIA RegisteredBroker
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David Frank LoftusCRD 2116744 · Lenexa, KSIA RegisteredBroker
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Miles Michael LogothetisCRD 2572129 · Farmington Hills, MIIA RegisteredBroker
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James Francis LohnesCRD 1705995 · Bradenton, FLIA RegisteredBrokerDisclosure event(s) on record
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William David LohrenzCRD 2644534 · Appleton, WIIA RegisteredBroker
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Wayne Minh LoiCRD 5013696 · Cupertino, CAIA RegisteredBrokerDisclosure event(s) on record
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Lindsay Long LoignonCRD 5859025 · Daniel Island, SCIA RegisteredBroker
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Dennis Michael LomaxCRD 1928772 · Lighthouse Point, FLIA RegisteredBrokerDisclosure event(s) on record
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Casey Richard LongCRD 1476458 · Corvallis, ORIA RegisteredBroker
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Craig M LongCRD 1406115 · Woodstock, GAIA RegisteredBroker
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Daniel Clair LongCRD 4341323 · Stevensville, MDIA RegisteredBroker
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Joel Adam-James LongCRD 7461091 · Dothan, ALIA RegisteredBroker
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Michael Wayne LongCRD 3005659 · Cincinnati, OHIA RegisteredBrokerDisclosure event(s) on record
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Randall Craig LongCRD 1147693 · Simi Valley, CAIA RegisteredBroker
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Randal Ray LongacherCRD 1662143 · Dover, OHIA RegisteredBroker
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Shawn LongleyCRD 2685281 · Fond Du Lac, WIIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 105644 ↗
FINRA BrokerCheck record for firm CRD 105644 ↗
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Data compiled Aug 23, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.