Cetera Investment Advisers LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 105644
- SEC number
- 801-20406
- Firm type
- RIA
- Assets under management
- $256.8B as of Jun 8, 2026
- Website
- www.ceterafinancialspecialists.com ↗
- Phone
- 310-257-7880
- Address
- 1450 American Lane, Schaumburg, IL, 60173-2096
Advisors at this firm
6,560 in our index · page 84 of 132
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Lloyd Vincent NaesCRD 3009806 · St Louis, MOIA RegisteredBrokerDisclosure event(s) on record
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Jeffrey David NagelCRD 5968247 · Bellport, NYIA RegisteredBroker
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Daniel Steven NahigianCRD 6092972 · Los Angeles, CAIA RegisteredBroker
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Valiullah NajafiCRD 2568927 · Houston, TXIA RegisteredBroker
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Michael Kaichiro NakahiraCRD 1457637 · Sacramento, CAIA RegisteredBroker
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Mark M NakamitsuCRD 2918910 · Edina, MNIA RegisteredBroker
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Matthew Scott NakamuraCRD 5088746 · San Diego, CAIA RegisteredBroker
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Steve NapierCRD 4368754 · North Royalton, OHIA RegisteredBroker
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Christopher Albert NardielloCRD 2934201 · Houston, TXIA RegisteredBroker
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William Anthony NarduzziCRD 1817706 · Morristown, NJIA RegisteredBroker
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John Michael NashCRD 2710517 · Danville, CAIA RegisteredBroker
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Erik Kristofor NaslundCRD 6069703 · Bellevue, WAIA RegisteredBroker
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Ryan D NastCRD 5417319 · Birmingham, ALIA RegisteredBroker
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Alan S NastaliCRD 3072079 · Oak Brook Terrace, ILIA RegisteredBroker
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Thirupathy V NathanCRD 2194714 · Glenview, ILIA RegisteredBroker
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Jeffrey Ronald NativiCRD 1719480 · Santa Fe, NMIA RegisteredBroker
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Patrick Francis NaughtonCRD 1865322 · St. Charles, ILIA RegisteredBroker
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Daniel NaumannCRD 4427226 · Malden, MAIA RegisteredBroker
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Philip A. NavarroCRD 7374640 · New Orleans, LAIA RegisteredBroker
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Christopher Michael Herndon NealCRD 7877088 · Punta Gorda, FLIA RegisteredBroker
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Joseph Daniel NearyCRD 2993505 · El Segundo, CAIA RegisteredBroker
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Renate Mccaffrey Nebel BernardCRD 3100770 · Troy, MIIA RegisteredBroker
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Timothy Charles NegroCRD 1280424 · Iowa City, IAIA RegisteredBrokerDisclosure event(s) on record
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Donna Morgan NegusCRD 2198709 · Goodlettsville, TNIA RegisteredBroker
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George Wayne NeillCRD 1508585 · Scottsdale, AZIA RegisteredBroker
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David Carl NeilsenCRD 5527987 · Oroville, CAIA RegisteredBrokerDisclosure event(s) on record
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Douglas Bryant NeimanCRD 2086540 · Somers, CTIA RegisteredBroker
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Richard Harry NelsenCRD 5223096 · Bay City, MIIA RegisteredBroker
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Brian Anderson NelsonCRD 5888308 · Logan, UTIA RegisteredBroker
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Brian Keith NelsonCRD 4304998 · Helena, MTIA RegisteredBroker
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Craig Brimhall NelsonCRD 2536023 · Washington, UTIA RegisteredRegistration inactive
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Jeffrey Alan NelsonCRD 2140961 · Carroll, IAIA RegisteredBrokerDisclosure event(s) on record
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Kelly John NelsonCRD 2658671 · Billings, MTRegistration inactiveDisclosure event(s) on record
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Kenneth Vincent NelsonCRD 1780923 · Raleigh, NCIA RegisteredBroker
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Kenneth Andrew NelsonCRD 7687201 · Birmingham, ALIA RegisteredBroker
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Michael Clayton NelsonCRD 5063120 · North Tustin, CAIA RegisteredBroker
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Paul Leonard NelsonCRD 5975141 · Gig Harbor, WAIA RegisteredBroker
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Peter Allen NelsonCRD 2392105 · Saint Peter, MNIA RegisteredBroker
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Richard E NelsonCRD 2157260 · Fredonia, WIIA RegisteredBroker
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Robert Don NelsonCRD 1563082 · Midvale, UTIA RegisteredBroker
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John Thomas NemethCRD 5447298 · Alpharetta, GAIA RegisteredBroker
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Mark Anthony NemmersCRD 4296170 · Le Mars, IAIA RegisteredBrokerDisclosure event(s) on record
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Carlo NerkoCRD 5775063 · Franklin Square, NYIA RegisteredBroker
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Thomas Joseph NervegnaCRD 703075 · Tarrytown, NYIA RegisteredBroker
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Timothy John NervegnaCRD 2642614 · Tarrytown, NYIA RegisteredBroker
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Richard Connell NessCRD 1854279 · Buford, GAIA RegisteredBroker
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Mark Lee NeuenswanderCRD 1403599 · Murray, UTIA RegisteredBroker
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Paul William NeuenswanderCRD 4784372 · Salt Lake City, UTIA RegisteredBrokerDisclosure event(s) on record
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Robert Calmer NewlandCRD 1233844 · Beltsville, MDIA RegisteredBroker
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Aaron Austin NewmanCRD 6430791 · Atlanta, GAIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 105644 ↗
FINRA BrokerCheck record for firm CRD 105644 ↗
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Data compiled Aug 24, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.