Pgim Investments LLC

CRD 105670 · Newark, NJ · $344.8B AUM

RIA

Firm record

As recorded in SEC IAPD

Firm CRD: 105670
SEC number: 801-31104
Firm type: RIA
Assets under management: $344.8B as of May 22, 2026
Website: www.prudential.com ↗
Phone: 1-800-225-1852
Address: 655 Broad Street, Newark, NJ, 07102

Advisors at this firm

60 in our index · page 2 of 2

James SchlaierCRD 6534881 · Birmingham, AL

IA RegisteredBroker
Danielle SmallCRD 5499219 · Newark, NJ

IA RegisteredBroker
Joseph Louis ThomasCRD 2996023 · San Marcos, CA

IA RegisteredBroker
Timothy John ToneCRD 2477336 · Bridgewater, NJ

IA RegisteredBroker
Ivan Joshua WeinerCRD 3064493 · Newark, NJ

IA RegisteredBroker
Paul William Lee WoodfordCRD 2896843 · Gainesville, VA

IA RegisteredBroker
Richard James WoodworthCRD 2758202 · Newark, NJ

IA RegisteredBroker
Kyuri WengCRD 4654784 · Newark, NJ

IA RegisteredBroker
Raymond W ButtiCRD 4053122 · Guilford, CT

IA RegisteredBroker
Peter FinerCRD 6376887 · Newark, NJ

IA RegisteredBroker

Source & corrections

Where this page comes from

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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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