Tocqueville Asset Management LP

Firm record

As recorded in SEC IAPD

Firm CRD

105690

SEC number

801-36209

Firm type

RIA

Assets under management

$10.2B as of Mar 31, 2026

Website

twitter.com/TOCQUEVILLEAM ↗

Phone

212-698-0800

Address

40 West 57th Street, New York, NY, 10019

Advisors at this firm

32 in our index · page 1 of 1

• Norman Douglas AdamsCRD 837996 · New York, NY
  IA RegisteredBroker
• Michael Lewis BertashCRD 1732623 · New York, NY
  IA RegisteredBroker
• Nicholas CarlozziCRD 1276896 · New York, NY
  IA RegisteredBroker
• Matthew John CherashoreCRD 4600560 · New York, NY
  IA RegisteredBroker
• John Dennis DelafieldCRD 64289 · New York, NY
  IA Registered
• Lawrence Michael FieldsCRD 1431746 · New York, NY
  IA RegisteredBroker
• David Taylor HarrisCRD 803289 · New York, NY
  IA RegisteredBroker
• James Dale HarveyCRD 1514610 · New York, NY
  IA Registered
• James Edward HuntCRD 2003648 · New York, NY
  IA RegisteredBroker
• Joshua Dov KaufthalCRD 4236510 · New York, NY
  IA RegisteredBroker
• Paul J KleinschmidtCRD 5102086 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Robert William KleinschmidtCRD 855215 · New York, NY
  IA RegisteredBroker
• Paul Anthony LambertCRD 5603427 · New York, NY
  IA RegisteredBroker
• George Birmingham McauliffeCRD 4623650 · New York, NY
  IA RegisteredBroker
• Michael Ted MeltzerCRD 4381225 · New York, NY
  IA RegisteredBroker
• Christopher Evans MorphyCRD 1260972 · New York, NY
  IA Registered
• James Millar MaxwellCRD 7415970 · New York, NY
  IA Registered
• Rodman Wister Moorhead IVCRD 7423771 · New York, NY
  IA Registered
• Tsering NguduCRD 1454706 · New York, NY
  IA RegisteredBroker
• Peter Tisdall OstbergCRD 4855140 · New York, NY
  IA RegisteredBroker
• John Richard OresCRD 6752798 · New York, NY
  IA RegisteredBroker
• Michael John PatonCRD 1205322 · New York, NY
  IA Registered
• Heather Jacobs PerlmutterCRD 1643571 · New York, NY
  IA RegisteredBroker
• John James PetridesCRD 4674896 · New York, NY
  IA Registered
• Joseph S PiropatoCRD 1388062 · New York, NY
  IA Registered
• John Theodore RochfordCRD 4593230 · New York, NY
  IA Registered
  Disclosure event(s) on record
• Vincent SellecchiaCRD 872991 · New York, NY
  IA Registered
• Peter Dewey ShawnCRD 1987570 · New York, NY
  IA RegisteredBroker
• Nicholas Alexander StockCRD 4979050 · New York, NY
  IA Registered
• Benner Anthony UlrichCRD 4142571 · New York, NY
  IA Registered
• Donald Brooks WangCRD 1705902 · New York, NY
  IA Registered
• Joseph Anthony ZockCRD 1078035 · New York, NY
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.