Klingenstein Fields Advisors

CRD 105907 · New York, NY · $4.7B AUM

RIA

Firm record

As recorded in SEC IAPD

Firm CRD: 105907
SEC number: 801-33347
Firm type: RIA
Assets under management: $4.7B as of May 18, 2026
Website: www.linkedin.com/COMPANY/KLINGENSTEIN-FIELDS ↗
Phone: 212-492-7000
Address: 125 Park Avenue, New York, NY, 10017-5529

Advisors at this firm

5 in our index · page 1 of 1

Laurence Ernest AchCRD 1607988 · New York, NY

IA Registered
James Wagner FieldsCRD 2702347 · New York, NY

IA Registered
Kenneth David PollingerCRD 1086252 · New York, NY

IA Registered
Jonathan RobertsCRD 1509870 · New York, NY

IA Registered
David Beck RaphaelCRD 7754422 · San Mateo, CA

IA RegisteredRegistration inactive

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for firm CRD 105907 ↗ FINRA BrokerCheck record for firm CRD 105907 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.