Vaughan Nelson Investment Management, L.P.
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 106975
- SEC number
- 801-51795
- Firm type
- RIA
- Assets under management
- $12.2B as of Mar 30, 2026
- Website
- www.linkedin.com/COMPANY/VAUGHAN-NELSON ↗
- Phone
- 713-224-2545
- Address
- 600 Travis, Suite 3800, Houston, TX, 77002-3071
Advisors at this firm
6 in our index · page 1 of 1
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Dennis G. AlffCRD 5455166 · Houston, TXIA Registered
-
Matthew Etienne CaireCRD 5821404 · Houston, TXIA RegisteredDisclosure event(s) on record
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Mark Edward FarrellCRD 4520281 · Houston, TXIA Registered
-
Christopher David WallisCRD 3103840 · Houston, TXIA Registered
-
Scott Jackson WeberCRD 2935472 · Houston, TXIA Registered
-
Danika Haselden WilkinsonCRD 6230043 · Houston, TXIA Registered
1–6 of 6
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 106975 ↗
FINRA BrokerCheck record for firm CRD 106975 ↗
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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.