First Trust Advisors LP
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 107027
- SEC number
- 801-39950
- Firm type
- RIA
- Assets under management
- $309.2B as of Apr 30, 2026
- Website
- www.ftsma.com ↗
- Phone
- 630-765-8000
- Address
- 120 E. Liberty Drive, Wheaton, IL, 60187
Advisors at this firm
444 in our index · page 7 of 9
-
David Michael PaganoCRD 2921921 · Phoenix, AZIA RegisteredBroker
-
Sean Michael ParchmentCRD 3237706 · Neponsit, NYIA RegisteredBroker
-
Quinton John PascheCRD 6520163 · Austin, TXIA RegisteredBroker
-
Brian Joseph PawlowiczCRD 3096342 · Naples, FLIA RegisteredBroker
-
Thomas Bradley PearseCRD 5350001 · Poway, CAIA RegisteredBroker
-
Connor Chase PelkeyCRD 6794648 · New York, NYIA RegisteredBroker
-
Brian Keith PenneyCRD 3252876 · Lexington, SCIA RegisteredBroker
-
Paul R PetersonCRD 3274596 · Winter Park, FLIA RegisteredBroker
-
Ryan Robert PluthCRD 5048560 · Wheaton, ILIA RegisteredBroker
-
Michael Casey PorcellinoCRD 6070521 · Wheaton, ILIA RegisteredBroker
-
Craig Stephen PrichardCRD 1631937 · Wheaton, ILIA RegisteredBroker
-
Matthew ParkerCRD 7091224 · Austin, TXIA RegisteredBroker
-
Daniel Robert PauscherCRD 6970506 · Wheaton, ILIA RegisteredBroker
-
Tyler James PearseCRD 7084981 · Wheaton, ILIA RegisteredBroker
-
Louis PerkinsCRD 6920450 · Austin, TXIA RegisteredBroker
-
Tyler PetersCRD 6452363 · Plymouth, MNIA RegisteredBroker
-
David Gunnar PetersonCRD 8110223 · Wheaton, ILIA RegisteredBroker
-
Avery PogueCRD 8130147 · Franklin, TNIA Registered
-
Drew PolezoesCRD 7680686 · Wheaton, ILIA RegisteredBroker
-
Nicholas Kelly PolstonCRD 8084601 · Wheaton, ILIA RegisteredBroker
-
Nicholas PontrelloCRD 6652232 · Conshohocken, PAIA RegisteredBroker
-
Jack M PrestigiacomoCRD 6968148 · Tampa, FLIA RegisteredBrokerDisclosure event(s) on record
-
Samantha ProvenceCRD 6526314 · Margate City, NJIA RegisteredBroker
-
Travis PyykkonenCRD 7586847 · Wheaton, ILIA RegisteredBroker
-
Jordan Scott RamslandCRD 5733210 · Wheaton, ILIA RegisteredBroker
-
Michael Joseph RatayCRD 6537792 · Austin, TXIA RegisteredBrokerDisclosure event(s) on record
-
Jenna Lynn ReddickCRD 7444476 · Las Vegas, NVIA RegisteredBroker
-
Matthew Sean RedmondCRD 6492717 · Bloomington, INIA RegisteredBroker
-
Ethan RichterCRD 6110404 · Franklin, TNIA RegisteredBroker
-
Jacob John RigertCRD 5351525 · Highlands Ranch, COIA RegisteredBroker
-
Steven Raymond RitterCRD 2628755 · Alpharetta, GAIA RegisteredBroker
-
James Ralph Rowlette IIICRD 4711127 · Iowa City, IAIA RegisteredBroker
-
Erik David RussoCRD 5841707 · Wheaton, ILIA RegisteredBroker
-
Alexander RanieriCRD 7644858 · Wheaton, ILIA RegisteredBroker
-
Jack Joseph ReckerCRD 7326299 · Austin, TXIA RegisteredBroker
-
Michael Francis ReilleyCRD 6941772 · Wheaton, ILIA RegisteredBroker
-
Jordan RobertsCRD 7232075 · Wheaton, ILIA RegisteredBroker
-
Brett P RobinsonCRD 5921743 · Wheaton, ILIA RegisteredBroker
-
Kyle Kenneth RossCRD 5845197 · Wheaton, ILIA RegisteredBroker
-
David Lee RothCRD 7786280 · Austin, TXIA RegisteredBroker
-
Nicholas RoviCRD 7392508 · Wheaton, ILIA RegisteredBroker
-
Steven Christopher RutaCRD 5941110 · Lincroft, NJIA RegisteredBrokerDisclosure event(s) on record
-
Joseph Albert SaraccoCRD 5741645 · Austin, TXIA RegisteredBroker
-
Christian Michael ScappinCRD 6428675 · Lake Oswego, ORIA RegisteredBroker
-
Gregory Scott SchmidtCRD 5471895 · Franklin, TNIA RegisteredBroker
-
Jeffrey Joseph SchmidtCRD 3251294 · Wheaton, ILIA RegisteredBroker
-
Steven Samuel ScholesCRD 6229134 · Wheaton, ILIA RegisteredBroker
-
Ryan A SchultzCRD 6070462 · Wheaton, ILIA RegisteredBroker
-
Jeffrey Mark ScottCRD 2057628 · Wheaton, ILIA RegisteredBrokerDisclosure event(s) on record
-
Mitchell Anthony SeebachCRD 6537943 · Richmond, VAIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 107027 ↗
FINRA BrokerCheck record for firm CRD 107027 ↗
BrokerCheck Terms of Use ↗
Report a data error on this page →
Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.