Clifford Swan Investment Counselors

Firm record

As recorded in SEC IAPD

Firm CRD

108033

SEC number

801-56675

Firm type

RIA

Assets under management

$4.5B as of Feb 10, 2026

Website

www.linkedin.com/COMPANY/CLIFFORD-SWAN-INVESTMENT-COUNSEL ↗

Phone

626-792-2228

Address

177 E. Colorado Blvd, Pasadena, CA, 91105-1965

Advisors at this firm

17 in our index · page 1 of 1

• Charlotte Cheim AntenCRD 1921180 · Pasadena, CA
  IA Registered
• Peter James BoyleCRD 2282726 · Pasadena, CA
  IA Registered
• Kevin James CavanaughCRD 5924323 · Pasadena, CA
  IA Registered
• Raymundo FloresCRD 7216779 · Pasadena, CA
  IA RegisteredRegistration inactive
• Roger Leland (Jr) GeweckeCRD 1081009 · Pasadena, CA
  IA Registered
• Kathleen GilmoreCRD 4576093 · Pasadena, CA
  IA Registered
• Leslie Ann Manuel GutierrezCRD 4997993 · Pasadena, CA
  IA RegisteredRegistration inactive
• Austin Highsmith GeweckeCRD 7364272 · Pasadena, CA
  IA RegisteredRegistration inactive
• George Edward HasbunCRD 4366287 · Pasadena, CA
  IA Registered
• Elliott Curtis HollingsworthCRD 4363276 · Pasadena, CA
  IA Registered
• Murcy Ya Ni HuangCRD 7671725 · Pasadena, CA
  IA Registered
• David Yi-Yen LinCRD 6783142 · Pasadena, CA
  IA Registered
• Maxwell Ramsey PrayCRD 2733434 · Pasadena, CA
  IA Registered
• Raymond Gilbert TorresCRD 8214922 · Pasadena, CA
  IA Registered
• Lloyd Katharine WongCRD 3146807 · Pasadena, CA
  IA Registered
• Billy J.H. YehCRD 4763864 · Pasadena, CA
  IA RegisteredRegistration inactive
• Randall Lee ZahariaCRD 4565341 · Pasadena, CA
  IA Registered

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.