Financial Management, Inc.

CRD 108350 · Little Rock, AR · $224.5M AUM

RIA

Firm record

As recorded in SEC IAPD

Firm CRD: 108350
SEC number: 801-126707
Firm type: RIA
Assets under management: $224.5M as of Apr 24, 2026
Website: www.fmioffice.com ↗
Phone: 501-227-7400
Address: 4007 N. Rodney Parham Road, Little Rock, AR, 72212

Advisors at this firm

7 in our index · page 1 of 1

Stephen Henry GoetzeCRD 8029145 · Little Rock, AR

IA RegisteredRegistration inactive
Harold Franklin GrubbsCRD 708166 · Little Rock, AR

IA Registered

Disclosure event(s) on record
Joseph Michael PerroneCRD 4285617 · Little Rock, AR

IA Registered
John Burgoyne RobinsonCRD 1354427 · Little Rock, AR

IA Registered
Spencer Thomas SmithCRD 8032707 · Little Rock, AR

IA Registered
James John StocktonCRD 5087149 · Collierville, TN

IA RegisteredRegistration inactive
Jessica Lynne WallaceCRD 5746534 · Little Rock, AR

IA Registered

Source & corrections

Where this page comes from

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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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